- MUFG (Tempe, AZ)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...related regulatory agencies. + Experience preferred in enterprise and/or operational risk management . + Experience… more
- MUFG (Tempe, AZ)
- …organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management , internal audit , consulting, regulatory or related ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party … more
- City National Bank (Phoenix, AZ)
- …Minimum 10 years of experience in risk management , operational risk management , compliance, or audit functions in the financial services industry ... BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...Audit across disciplines in support of an effective risk management practice and strong control environment… more
- City National Bank (Phoenix, AZ)
- …* Minimum 7 years of experience in risk management , operational risk management , compliance, or audit * Minimum 5 years of control assessment and ... OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships,… more
- City National Bank (Phoenix, AZ)
- …* Minimum 5 years of experience in risk management , operational risk management , compliance, or audit * Minimum 3 years of control assurance ... and Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental… more
- MUFG (Tempe, AZ)
- …: + 6+ yrs experience in third party risk in an operational risk management , internal audit , management consulting or related risk ... will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD...Issue Management + Experience with control testing, audit background a plus + Experience in risk… more
- MUFG (Tempe, AZ)
- … operational risk management , (includes operations, operational risk management , compliance, audit , and third-party risk management ... management , Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...+ Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or… more
- MUFG (Tempe, AZ)
- …or related field.MBA a plus. + 7 + years' experience in operational risk management , internal audit , consulting, regulatory or related field applicable ... operational risk function + Proven awareness and understanding of operational risk management regulatory requirements. + Advanced knowledge of Risk… more
- American Express (Phoenix, AZ)
- …strong strategic relationships across Global Financial Crimes Compliance, Operational Risk Management , Privacy, Internal Audit , Technologies, and the ... responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. The Vice President is...Act regulations and requirements. + Deep understanding of how operational and compliance risk is identified, assessed,… more
- Amazon (Tempe, AZ)
- …is responsible for overseeing and managing the Global Procurement Organization (GPO) supplier audit and risk management program. This role ensures that ... with procurement, quality assurance, and other relevant departments to ensure effective supplier risk management * Improve audit accuracy and capabilities *… more
- American Express (Phoenix, AZ)
- …Strong knowledge of internal audit methodologies + Experience within Operational /Enterprise Risk Management , Financial Crime and Compliance. ... key IAG stakeholders, including the Enterprise Risk , Operational Risk and Compliance audit ...Transformation Strategy and collaborate with senior leadership to define risk management strategies and transformation roadmaps. +… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities + Excellent project ... and business financing. The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting...enterprise **Required Qualifications:** + 4 Years experience in operational risk management (eg,… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities + Excellent project ... the first line of defense (1LOD) in GCS Control Management Risk ID, Assessment, Testing and Reporting...teams **Required Qualifications:** + 4 Years experience in operational risk management (eg,… more
- American Express (Phoenix, AZ)
- …lead impactful decisions and projects. **Role Overview:** This role will focus on Audit Management , Regulatory Response Management , and as applicable, ... the role will support the broader GFCC Program Governance team in other Audit Management , Financial Institution Due Diligence, and Product Approval work. **… more
- American Express (Phoenix, AZ)
- …in the areas noted above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam management ... regulatory affairs, issues management , new product approval, third-party / vendor risk management , etc. + Relevant audit and professional certifications… more
- American Express (Phoenix, AZ)
- …lead impactful decisions and projects. **Role Overview:** This role will primarily focus on Audit Management and Regulatory Response Management . It will also ... GFCC Program Governance: DFS504 Management and Financial Institution Due Diligence. Audit Management Global Financial Crimes Compliance (GFCC) is reviewed by… more
- Umpqua Bank (Phoenix, AZ)
- … risk management , compliance, or related role; or combination of business/ operational and auditing/ risk management experience. + 2-4 years of ... Banking. Enterprise Risk Management , Credit risk , Market risk , Operational ...experience preferred. + CIA, CISA, CPA, CRCM or comparable audit , accounting, or risk management … more
- American Express (Phoenix, AZ)
- …CPA, CIA, CISA or other relevant industry certification + Analytics experience in internal audit , risk management , and/or financial services + Big 4 or ... the QAIP audit universe and reporting including internal audits, risk assessments, business monitoring procedures, issue management corrective action plans,… more
- American Express (Phoenix, AZ)
- …+ 7 years of relevant internal audit experience within enterprise or operational risk management or relevant areas. + Bachelor's Degree + ... have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking… more
- American Express (Phoenix, AZ)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... services and to influence the way the company manages risk . We are committed to growing our audit...Analyze regulatory and industry cybersecurity requirements and frameworks over risk management , technology, and information security +… more