• Compliance Program Management

    SMBC (Jersey City, NJ)
    …Reporting to the Director of Compliance Program Management , the Compliance Program Management Associate assists the team with the oversight, ... and business partners throughout SMBC to enhance the FCC Compliance Program , and is a liaison between...Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review +… more
    SMBC (03/19/25)
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  • Corporate Compliance Program

    SMBC (Jersey City, NJ)
    …collection and analysis, and preparing initial and final results for presentation to Compliance management + Facilitate the annual budget process to identify ... to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team... Compliance Department senior staff + Track Annual Compliance Plan progress and prepare management reporting… more
    SMBC (03/22/25)
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  • Chief Compliance Officer, Associate

    City of New York (New York, NY)
    …In close coordination with senior staff, establish goals around agency and program compliance performance, and measure accomplishments in service to initiatives ... Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM), a new...culture of ethics and accountability within the agency, helping program areas manage compliance autonomously. The Chief… more
    City of New York (05/03/25)
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  • Regulatory Compliance Risk Senior…

    Grant Thornton (New York, NY)
    management , background highly preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk management , ... As a Financial Services Internal Audit Senior Associate , you will get the opportunity to grow...Minimum 2 years of related work experience working in compliance , risk management or internal audit departments… more
    Grant Thornton (04/25/25)
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  • Compliance Controls Inventory…

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking an Associate to join the Compliance Controls Inventory team, which is a part ... will report to the Director who serves as the Compliance Controls Inventory program lead and will...Associate will engage extensively with other teams in Compliance and the 1st line of defense to identify,… more
    SMBC (04/25/25)
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  • Associate or Sr. Associate , Risk…

    New York State Energy Research and Development Aut (New York, NY)
    …to manage business risks through the development, planning and execution of the Compliance Program ; the development, maintenance, and updating of NYGB policies ... the critical role of Associate or Senior Associate , Risk & Compliance . This position will...Responsibilities + In partnership with the Investment & Portfolio Management group (IPM), which is responsible for originating, structuring,… more
    New York State Energy Research and Development Aut (04/26/25)
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  • Senior Compliance Associate

    City of New York (New York, NY)
    …change for the racial justice ballot measures approved by NYC voters. The Senior Compliance Associate will be responsible for all matters pertaining to Equal ... Record Management Lead, plan, and manage all aspects of CORE's records management program Ensure records creation, maintenance, use, and disposition are in… more
    City of New York (04/16/25)
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  • Trade Surveillance Associate

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment… more
    TD Bank (02/16/25)
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  • Corporate Compliance Monitoring and Testing…

    SMBC (Jersey City, NJ)
    …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... is responsible for supporting the monitoring and testing program . This position will principally serve as a team...and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the… more
    SMBC (04/25/25)
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  • Associate Director, Quality Systems…

    Bristol Myers Squibb (Summit, NJ)
    …the creation, review, approval, and tracking of corrective actions related to Compliance from internal/external audits. + Leads Quality Management System ... complies with all applicable regulations and guidelines. + Oversee regulatory Compliance & Data Integrity implementation across quality programs within the Product… more
    Bristol Myers Squibb (05/03/25)
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  • Risk and Compliance Senior Associate

    Google (New York, NY)
    …. + Contribute to developing, building, and maintaining the risk and compliance program on behalf of the Global Business Organization, coordinating ... experience. + 4 years of experience working in consulting, sales operations, compliance , risk management or a related field. Preferred qualifications: +… more
    Google (04/10/25)
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  • Risk Management - Model Risk Program

    JPMorgan Chase (Jersey City, NJ)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...striving to be best-in-class. As a Quant Model Risk Associate within our Risk Management team, you… more
    JPMorgan Chase (04/23/25)
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  • Compliance Regulatory Officer,…

    SMBC (Jersey City, NJ)
    …of large and complex financial institutions, and their functions, including Risk Management , Compliance , Legal and Operations. + Strong organization and time ... (including identification, tracking, reporting and analysis) experience in leading and program managing end-to end regulatory change management programs. +… more
    SMBC (03/04/25)
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  • Risk Management - Model Risk Program

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play a crucial role in maintaining JPMorganChase's strength and resilience ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...striving to be best-in-class. As a Quant Model Risk Associate in the Model Risk Governance and Review team,… more
    JPMorgan Chase (04/19/25)
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  • Associate Commissioner for the Division…

    City of New York (New York, NY)
    …and Preservation, Preservation Finance, Portfolio Management & Conversions, Compliance and Enforcement, and Housing Incentives. The Associate Commissioner ... loan conversion and transition to other teams within HPD. Your Impact: As the Associate Commissioner of Preservation and Portfolio Management , you will play a… more
    City of New York (05/01/25)
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  • Compliance Communication Surveillance…

    SMBC (Jersey City, NJ)
    …Sumitomo Mitsui Banking Corporation is hiring an E-communications Surveillance Associate . This role is responsible for reviewing corporate electronic communications ... internal policies. + Supporting ad-hoc special investigations at the direction of management . + Participating in projects to expand, improve, and refine the… more
    SMBC (03/31/25)
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  • Associate Commissioner For Intake,…

    City of New York (New York, NY)
    …for one (1) Administrative Director of Social Services M-5 to function as an Associate Commissioner for Intake, Assessment and Capacity Management , who will: - ... agency chief contracting officer, legal, budget/finance, internal audit and operations contract management staff to ensure compliance with contract terms and… more
    City of New York (02/12/25)
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  • Associate Commissioner for Grants…

    City of New York (New York, NY)
    …for GFM collaborates with the Associate Commissioner for Budget and Capital Program Management (BCPM), the Agency Chief Contracting Officer (ACCO) and the ... ON THE CIVIL SERVICE LIST, OR ELIGIBLE UNDER THE 55A PROGRAM . The Associate Commissioner for Grants and Fiscal Management (GFM) directs and manages all… more
    City of New York (02/12/25)
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  • Academic Director and Clinical Assistant/…

    New York University (New York, NY)
    The NYU School of Professional Studies seeks an Academic Director and Clinical Assistant/ Associate Professor of Leadership and Management in the Division of ... of Division of Applied Undergraduate Studies (DAUS), the Academic Director oversees the associate and bachelor degrees in Leadership and Management . The Academic… more
    New York University (03/14/25)
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  • Associate Director - Budget Resources…

    City of New York (New York, NY)
    Job Description DIVISION: Budget Resources and Recovery Grant Management JOB TITLE: One (1) Associate Director CONTROL CODE: EXE-25-03 JOB DESCRIPTION: The ... Mayor's Office of Management and Budget (OMB) is the City government's chief...demonstrable leadership skills related to Federal grant requirements, financial program analysis, Federal grant compliance , policy innovation… more
    City of New York (02/23/25)
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