- Fiserv (Berkeley Heights, NJ)
- …make an impact on a global scale, come make a difference at Fiserv. **Job Title** Emerging Markets Compliance Manager **What does a successful ... Emerging Markets Compliance Manager do at Fiserv?** The Emerging Markets Compliance Manager is a senior compliance professional with… more
- Citigroup (New York, NY)
- The Emerging Corp Relationship Manager is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... solutions that meet clients' individual needs + Works closely with Case Manager on the on-boarding and retention of clients, ensuring the appropriate "Know… more
- BMO Financial Group (New York, NY)
- Risk Identification & Assessment ("Risk ID") and Emerging Events & Scenarios ("EES) are critical foundational elements of BMO's Risk Management Framework and ... and reporting to deliver a strongly supported material and emerging risk inventory. Material and emerging risks...In depth / Expert knowledge of risk management, audit, compliance , governance practices. . In-depth / Expert knowledge of… more
- Bank of America (New York, NY)
- Global Markets Sr Risk Manager - Mortgages & Securitized Products (VP/Director) New York, New York **Job Description:** At Bank of America, we are guided by a ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... mentoring, providing feedback and hands on career development, identifying emerging talent, fostering leadership skills, and managing stakeholders. **LOB Specific… more
- Truist (New York, NY)
- …business. + Broad risk and regulatory knowledge with an emphasis on: Credit, Market , Liquidity, Compliance , Operational, Reputation and Strategic Risks. + Strong ... enterprise risk programs and focusing with the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... regulations and to work with business leaders to determine solutions for emerging issues. Responsibilities: + Consistently develop, execute and deliver audit reports… more
- HSBC (New York, NY)
- …the New York Global Financing Solutions group which is part of the Debt Capital Markets team in HSBC's Americas region. The Debt Capital Markets franchise is the ... sectors + Develop new ideas and structures to foster innovation in the capital markets + Work closely with coverage and capital markets partners as part… more
- BMO Financial Group (New York, NY)
- …auditors. + Proactive in work and responsibility. Ongoing self-study about Capital Markets , emerging regulatory and industry issues, BMO business priorities, and ... BMO Capital Markets is a leading, full-service financial services provider....complex business or regulatory issues. This is a people manager role with one direct report (Associate). The candidate… more
- BMO Financial Group (New York, NY)
- …VP is also accountable for helping to promote an inherent culture of compliance across Capital Markets . Responsibilities would include: + Review trade exception ... BMO Capital Markets is a leading, full-service financial services provider....and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of… more
- Amazon (New York, NY)
- …implementing projects to support GTPC's cross-border compliance approach in response to emerging compliance needs across AWS, with a focus on cross-border ... Services (AWS) is looking for an experienced Global Expansion Manager to drive compliance solutions and strategic...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Manager within the Asset & Liability Management Compliance ... are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering...regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Compliance Program … more
- Amazon (New York, NY)
- …on an exponential growth trajectory globally. Hub Delivery is looking for a Compliance Manager to develop, integrate and execute global strategies, policies, ... programs, procedures, standards, training and processes to ensure the compliance of Hub partners and delivery associates. This individual...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... regulations and to work with business leaders to determine solutions for emerging issues. Responsibilities: + Consistently develop, execute and deliver audit reports… more
- Fox Rothschild LLP (Morristown, NJ)
- …As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team ... to lead Firm-wide compliance with all existing federal, state, and local rules...+ Work closely with Talent Management Leadership to manage emerging risks, complex employment requirements, and workplace policies. +… more
- TD Bank (New York, NY)
- …the firm's non-trading market risk positions and metrics + Ensures the compliance of the Non-Trading Market Risk processes with US regulations. Understands ... for this role. **Job Description:** **Preferred Qualifications:** Focus on Non-Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance Sheet… more
- Citigroup (Jersey City, NJ)
- …managerial experience of large teams + Extensive global Volcker, Swap Dealer and Markets compliance and audit related experience, and strong knowledge of ... Serves as a senior compliance risk manager for Independent ...compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing… more
- Citigroup (New York, NY)
- …2 years of experience with the following: Utilizing knowledge of economic theory, emerging market dynamics and LATAM country specific condition to monitor ... related field and 5 years of experience as a Market Risk Analyst, Vice President, Risk Manager ,...5 years of experience must include: Analyzing global financial markets , market risk, and financial models; Performing… more
- Citigroup (Jersey City, NJ)
- **Organization Overview:** Market Operations Technology is a dynamic, global and diverse organization, supporting operations areas that have a presence in over 60 ... groups which are core to the success of the Markets business and has significant impact across the lifecycle...is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivatives,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...within own area of responsibility and keep abreast of emerging trends for own functional area * Protect the… more