- SMBC (New York, NY)
- …Internal Audit Department (IAD). The ideal candidate will be responsible for leading financial and regulatory reporting audits as an Auditor In Charge, ... execute high quality and risk based audits of accounting, financial and regulatory reporting function...knowledge over US GAAP and FRB/FDIC regulatory reporting requirments. + Direct and supervise audit … more
- Mizuho Corporate Bank (New York, NY)
- …+ Demonstrates a sound understanding of the financial services industry, including audit , financial , regulatory reporting , risk management, or ... for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting ...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- American Express (New York, NY)
- …in Banking/ Financial Services. * Knowledge of financial and regulatory reporting . * Knowledge of regulatory audit or process review is a plus. ... assurance reviews and financial analysis to ensure reporting accuracy of various regulatory reports submitted... Audit Group review and others. * Support regulatory reporting to ensure compliance with the… more
- JPMorgan Chase (Jersey City, NJ)
- … regulatory requirements and industry best practices. As an Executive Director of Audit Committee Governance Reporting & Engagement within the Office of the ... Seize the opportunity to influence governance and reporting at the highest levels of JPMorgan Chase...regulatory submissions and conduct periodic reviews of the Audit Committee Charter. + Build key relationships across the… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and business units to ensure IAG… more
- TD Bank (New York, NY)
- …coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to multiple stakeholders. Teammates interact ... other activities** + **Centralized policy and reports inventories** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking,… more
- City National Bank (Jersey City, NJ)
- …regulators (eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the ... groups as required, ensuring that audits conform to local and global regulatory and internal audit requirements. * Direct/supervise/implement the execution of … more
- American Express (New York, NY)
- …Understanding of regulatory , financial accounting, SEC and/ or US regulatory reporting processes, including financial industry best practices + ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key… more
- American Express (New York, NY)
- …impact in this role? We are seeking a highly organized and strategic Manager of Audit and Regulatory Coordination to join our Cyber Readiness team. This role is ... cybersecurity operations and incident response program functions align with internal audit requirements, external regulatory expectations, and industry best… more
- City National Bank (Jersey City, NJ)
- …Accounting Operations, Tax, Liquidity Risk Management, IRRBB, Financial Performance (FP&A), Financial & Regulatory Reporting , Capital Planning and other ... * Advise Executives on internal controls and governance during audit fieldwork and reporting . Conduct proactive and... assurance and advisory experience * Strong understanding of financial and regulatory compliance risk * Experience… more
- City National Bank (Jersey City, NJ)
- …in responding to US regulators to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . What you will do ... with a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare and... methodology and standards, in the planning, execution and reporting of audit deliverables. * Data Analytics… more
- US Bank (New York, NY)
- …Function - Other is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,...by creating and ensuring board, committee and other stakeholder reporting for completeness, consistency with other internal audit… more
- JPMorgan Chase (Jersey City, NJ)
- …and Investment Bank's financial controls, including integrity of financial statements, compliance with external/ regulatory reporting requirements, ... in the early identification of emerging control issues and reporting them timely to Audit management and...bank regulatory reporting , and Treasury/liquidity reporting processes JPMorganChase, one of the oldest financial… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... the audit plan. + Participate in IAG's Audit Reporting processes for Audits, Special Reviews,...or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices… more
- City National Bank (Jersey City, NJ)
- … AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... and evaluates information received from business units and other external/ regulatory sources.* Performs follow-up on audit issues...years of audit experience in an internal audit role within the banking or financial … more
- Mizuho Corporate Bank (New York, NY)
- …compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding are ... program including overall management and/or leading the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks… more
- Citigroup (New York, NY)
- …dialogue, trust in the IA function and general reliance being placed on IA's audit work. Meets specific regulatory requirements relating to IA whilst following ... The Audit Director is a senior level management position...of strategic business plans, whilst operating within all applicable regulatory and legal requirements. The role reports to the… more
- City National Bank (Jersey City, NJ)
- …will also provide support to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . The Senior Manager ... environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. *...years of audit experience in an internal audit role within the banking or financial … more
- JPMorgan Chase (Jersey City, NJ)
- …coverage, which is performed and managed by a global team of integrated technology and financial business audit specialists. As an Audit Director within the ... This will include management of audit execution, validation of audit issues, regulatory coordination and completion of continuous monitoring activities… more
- Scotiabank (New York, NY)
- …Acts primarily as Officer in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control ... regulatory requirements and standards. May also execute assigned audit activities independently as a team member under the...impact the annual audit plan and/or quarterly Audit Committee reporting . + Ensures Scotiabank standards… more