- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... Lead the development of policies, procedures, and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. Represent the organization or institution… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title: Control Oversight Corporate Title: Vice President - Director Location: New York, NY ALL ROLES TO BE CONSIDERED Overview The Market ... wider Marlet Conduct Office team to identify areas of risk (such as through alerts raised, control ...new regs, laws, industry standards Provide market conduct business advisory Identify escalations needed to senior management Skills You'll… more
- Axelon Services Corporation (Jersey City, NJ)
- Job Title: Assistant Vice President- SLA Coordinator Duration: 10 month(s) Location: Jersey City, NJ Pay Range: $50-65/hr Responsibilities: The SLA Coordinator will ... local functional supervisory SLA team (ie, Legal, Finance, Tax, Compliance, Third Party Risk , etc.) in Canada to help facilitate the SLA process. The Coordinator… more
- Barclays (New York, NY)
- …in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. Perform work that is ... in line with bank policies and regulations. Operation of an effective control environment to ensure compliance with relevant bank policies and regulations. Assistant… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- MUFG (New York, NY)
- …sanctions-related risk assessments). **Responsibilities:** Responsibilities of the Global Sanctions Advisory Vice President may vary based on need and ... program, including strategic execution of day-to-day activities relating to sanctions advisory , program and regulatory change management matters across MUFG Bank… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory -...Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- American Express (New York, NY)
- …(NPA) process. + Assisting with control design activities led by Control Management, advising on compliance risk mitigation elements. + Advising leaders ... the best and most impactful growth opportunities for the Company. As the Vice President, Compliance, this position will provide strategic compliance oversight to the… more
- MUFG (New York, NY)
- …notes placement or bookrunning, institutional loan bookrunning, and project finance advisory services. Transactions often also involve interest rate and currency ... markets and global markets teams to seamlessly deliver debt financing and risk management solutions for clients across markets. **Job Description:** We are seeking… more
- Citigroup (New York, NY)
- …from regulators and a goal to build a strong and consistent global control environment, Citi continues to enhance its business governance framework and has created ... component of Citi's first line of defense for wholesale and counterparty credit risk management and works with Independent Risk teams to ensure best-in-class… more
- JPMorgan Chase (Jersey City, NJ)
- …performance + Maintain a strong controls environment by adhering to risk / control expectations, procedures and processes **Required Qualifications, Capabilities, ... highest impact roles for today and tomorrow. The Talent Advisory team plays an instrumental role in supporting leaders,...and contribute to the improvement of the firmwide talent advisory offerings. In this high impact role, you will… more
- Mizuho Corporate Bank (New York, NY)
- …on any questions brought up from the testing. Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control testing and ... stem from data quality as well as the overall control environment through performing periodic and on-going assessments of...rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and… more
- Mizuho Corporate Bank (New York, NY)
- …a first line, risk based Internal Controls Testing (ICT) Program. As Business Risk and Control ICT Assistant Vice President (AVP), you will have ... Business Risk and Control - Internal ...of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas… more
- Bloomberg (New York, NY)
- …and Compliance, Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... Risk Manager - Framework - Chief Risk...wide variety of stakeholder groups across first (business and control groups) and second line (compliance, finance etc) to… more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics. Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. Identify ... a sound understanding of internal audit principles, practices and techniques, the concepts of risk , risk management, internal control and compliance, and the… more
- Mizuho Corporate Bank (New York, NY)
- …be highly preferred if the candidate can be found. Key Responsibilities: + Analyze risk and control data to surface actionable tasks + Develop dashboards for ... Join Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, ...and Compliance ("IT GRC") team is seeking an Assistant Vice President to be a part of continued development… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... employee trading, outside activities surveillance, and information barrier controls/surveillance. This Vice President (VP) role sits within the Control Room… more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics. + Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. + Work ... Office Job Description + Under the direction of the Vice President or Director, execute a robust audit program...internal audit principles, practices and techniques, the concepts of risk , risk management, internal control … more
- Infopro Digital (New York, NY)
- …is the leading provider of research and analysis on the global market for analytics, risk , control and compliance technology and is part of Infopro Digital which ... has market leading brands such as Risk and Waters Technology. Chartis' goal is to support...for a Research Principal to progress our Research and Advisory business with respect to this technology in the… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance ... Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to identify, develop and build out...met with AI initiatives emanating from other businesses or control functions. This role is hybrid and based in… more
