- TD Bank (New York, NY)
- …**Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services /Prime Brokerage The **Wholesale Banking Finance ... Group** is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within… more
- Citigroup (Jersey City, NJ)
- …delivering best-in-class capabilities in margin and collateral management , inventory management , risk management and collateral efficiency. The team ... makers without technical jargon. + Demonstrate sound judgement and a strong risk management mindset, demonstrated through implementing sound controls and… more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- JPMorgan Chase (New York, NY)
- …and contribute to the definition and financial performance of cash capabilities within Securities Services at one of the world's leading custodians. As a ... of cash products for clients and markets supported by Securities Services , with a focus on the...cross-border payments and clearing infrastructures, bank funding processes, product, risk , and business management disciplines. * Strong… more
- JPMorgan Chase (New York, NY)
- Agency Securities Finance ("ASF") is a global business within Securities Services , a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... ASF and Platform Sales. + Serve as client advocate across trading, operations, client service , risk , credit, technology, and product + When issues occur, take… more
- TD Bank (New York, NY)
- …Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD ... Markets, Interest Rate, Currency, and Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses… more
- JPMorgan Chase (New York, NY)
- …delivering sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and ... services industry, particularly in securities services or sales. + Familiarity with risk ... services or sales. + Familiarity with risk management frameworks and regulatory compliance processes.… more
- PNC (New York, NY)
- …informed on policy changes, regulatory developments, and market innovations affecting mortgage-backed securities investments. Risk Management and Reporting * ... risk analysis, and portfolio optimization. * Proficiency in Bloomberg, pricing/ risk management software (Aladdin/YB), and advanced Excel modeling. *… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Manage regulatory examinations covering wholesale businesses,… more
- TD Bank (New York, NY)
- …well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...accountable for providing a comprehensive and diverse range of risk management expertise to business leaders and… more
- JPMorgan Chase (Jersey City, NJ)
- …of the firm. We are looking for a talented and dynamic individual to join Securities Service Technology technical project management team. As part of the ... success. As a Technical Project Manager III in Commercial & Investment Bank Securities Service Technology you will help lead complex technology projects and… more
- TD Bank (New York, NY)
- …written), and have the ability to communicate effectively with all levels of staff and management **Who We Are** TD Securities offers a wide range of capital ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- JPMorgan Chase (New York, NY)
- …role will be based out of New York and is part of the broader Securities Services team. **Job Responsibilities:** + Support the delivery of GC Product's network ... This role is within Custody Core Product's Market Management team. The successful candidate will own market...- streamline GC Core Product involvement in the ongoing risk assessment and annual FAR process. + Demonstrate understanding… more
- Wells Fargo (New York, NY)
- …business unit that that offers financing, trading, operational, risk management , capital introduction and technology solutions to service the complex ... the existing sales, capital introduction, business consulting and client service teams + An appreciation for and comfort with...role, you will:** + Lead complex initiatives to sell securities to clients + Conduct trades with broad impact,… more
- Wells Fargo (New York, NY)
- …and management of other corporate departments to develop and implement risk management program. **Required Qualifications:** + 4+ years of Law experience, ... providing legal advice on legal, regulatory, and compliance issues for a financial services firm on securities issues and broker-dealer matters. + Ability to… more
- TD Bank (New York, NY)
- …facilitation and presentation skills + Proven ability to deal with all levels of management + Strong Customer Service orientation and ability to establish strong ... specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee...and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure… more
- JPMorgan Chase (Jersey City, NJ)
- …that boost efficiency and streamline processes! As a Workflow Developer on the Securities Services Operations Transformation team, you will be part of the ... Intelligent Solutions team within CIB - Securities Services Operations Transformation. Your role involves...support and troubleshooting for workflow-related issues. + Support change management activities and monitor adherence to risk ,… more
- Citigroup (Jersey City, NJ)
- …delivering best-in-class capabilities in margin and collateral management , inventory management , risk management and collateral efficiency. The team ... makers without technical jargon. + Demonstrate sound judgement and a strong risk management mindset, demonstrated through implementing sound controls and… more
- Citizens (New York, NY)
- …of securities and investment products and ability to assess risk - such as alternative investments, options, annuities, equities, bonds/fixed income products, ... Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in...$20 Billion in assets, offering a wide scope of services , expertise, and research, while intimately focusing on each… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing… more