- Blackstone (New York, NY)
- …and data analysis, work paper preparation, data presentation, graphics creation and audit coordination Processing SEC documents and maintaining control and ... Blackstone is the world's largest alternative asset manager . We seek to create positive economic impact...CPA with 6+ years of public company reporting experience; audit experience is preferred; SEC and registered… more
- Crdit Agricole CIB (New York, NY)
- …action closure and prepare the action plan validation memo for Testing Unit Manager 's review and approval Carry out and document compliance monitoring activities, as ... Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews covering Compliance Testing and Monitoring Other tasks that may be… more
- BNP Paribas (Jersey City, NJ)
- …Overview: The North America Hub is part of BNP Paribas' global Internal Audit group (Inspection Gnrale) which is staffed by highly qualified individuals who perform ... unexpected risks and put in place appropriate mitigating controls. The Internal Audit team helps senior management protect the company's reputation by avoiding… more
- Fluent (New York, NY)
- As our Corporate Counsel, SEC Reporting and Corporate Governance, you will report directly to the Chief Financial Officer and play a key role in ensuring compliance ... with all SEC reporting requirements and corporate governance matters. You will...regarding matters related to quarterly and annual filings, internal audit , SOX controls and credit facility + Advise on… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department...related to market abuse and conduct (eg FINRA, CFTC, SEC , FCA) + Strong analytical skills with a proven ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- Grant Thornton (New York, NY)
- As an Accounting Advisory Manager , you will be responsible for teams that consult with clients on complex accounting transactions. You will help clients address ... preparing technical accounting positions, and providing support around transaction audit review + Provide transaction accounting support for transactions including… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …ensuring consistency, accuracy, and adherence to accounting standards. The Reporting Manager also leads the SEC reporting function, maintaining strong ... career as of day one. Position Summary The Finance & Accounting Reporting Manager is responsible for the accurate and timely preparation of financial reports in… more
- Grant Thornton (New York, NY)
- As a Senior Manager , you will be responsible for teams that consult with Grant Thornton accounting advisory clients on complex accounting transactions. You will ... the business - for financial sponsors and corporate clients + Supporting SEC regulatory filings for carve-outs and facilitating the preparation of carve-out… more
- Colgate-Palmolive (New York, NY)
- …talents and drive impactful solutions. We are seeking an experienced and driven Manager /Senior Manager to join our Financial Reporting and Technical Accounting ... are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive...annual financial statements + Coordinate and manage the external audit process; serve as a primary point of contact… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations,...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. ... The Surveillance Quality Assurance Manager will help lead a specialized function responsible for...the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and industry… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... Legal teams in order to help ensure adherence to SEC , FINRA and firm regulations and guidelines + Attend...stakeholders as needed + Attend local Wealth Management Supervisor Manager and global Supervisory Manager calls as… more
- MetLife (Bridgewater, NJ)
- …and the world at large. At MetLife, it's [1] #AllTogetherPossible. Join us! As Manager of RIS US Pensions/Risk Solutions, this person is responsible for all aspects ... annual financial reporting related to RIS segment for US GAAP/ SEC and STAT reporting within the prescribed time frames....for this complex sub-segment. The position partners with Internal Audit and Deloitte audit teams for scoping,… more
- SMBC (New York, NY)
- …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... Bring** + A minimum of 5 years of compliance, audit or regulatory exam support experience with at least...or institutional broker-dealer is preferred. + Familiarity with applicable SEC , FINRA, CFTC, NFA, Federal Reserve and state banking… more
- MUFG (Jersey City, NJ)
- …requirements for senior leaders and support the responses to internal audit and regulatory examinations. **Responsibilities** - Assess risks of FMA operational ... controls: corporate accounting, reporting ( SEC /Regulatory), purchasing and payables, corporate tax and treasury, and...and timely and recommend corrective actions to Division Risk Manager . - Assist in coordinating requests and responses during… more
- Catalent Pharma Solutions (Bridgewater, NJ)
- ** Manager , Corporate Accounting** **Position Summary:** Catalent, Inc. is a leading global contract development and manufacturing organization (CDMO) whose mission ... Tampa, FL location.** We are seeking a highly analytical and detail-oriented ** Manager , Corporate Accounting** to lead our corporate accounting function. This role… more
- Grant Thornton (Iselin, NJ)
- …principals, managing directors (PPMDs) and professionals in evaluating new opportunities ( audit or other) or existing relationships for a client (or prospect) ... private equity firms for which the firm is maintaining SEC independence. + Provide teams guidance or assist them...guidance or assist them on identifying affiliates of their audit clients under the applicable independence standard (eg, AICPA,… more
- Raymond James Financial, Inc. (New York, NY)
- …leader will regularly interact with federal and state regulators, Compliance, Audit , business unit executives, Raymond James enterprise technology functions and ... **Knowledge, Skills, and Abilities** **Knowledge of** + Federal Reserve, OCC, FINRA, SEC , and other relevant regulatory guidance + Experienced in the implementation… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
