- TD Bank (New York, NY)
- …of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies + Experience leading a ... will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at...fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation… more
- TD Bank (New York, NY)
- … trade and communications surveillance tools and vendors, for detecting market abuse and manipulation. + Product knowledge of FX, exchange traded products ... for trade and communications surveillance programs, and deep understanding of market abuse behaviors surveillance that surveillance is intended… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more about our career areas and lines of business ... Services, Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance FICC Subject Matter Expert (SME)...Matter Expert (SME) will report to the Head of Market Abuse Monitoring and will be responsible… more
- Capital One (New York, NY)
- …technologies (eg, natural language processing) + Designing and deploying market abuse detection tools. + Operation of Surveillance systems, including tuning ... Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance ...in order to reduce and identify risks related to market abuse through the management of controls… more