- SMBC (New York, NY)
- …for regulatory interactions and exam management for US regulators. Role Description The VP , Regulatory Officer works with the Regulatory Relations Advisory team ... **Role Objectives** + Serve as an advisor to SMBC business and functional departments for financial and risk... business and functional departments for financial and risk management topics in connection with regulatory engagements including… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... issues with transparency. **Qualifications:** + 6-10 years relevant work experience in Business Risk & Controls + MS Excel, MS Access, SAS, SQL, Visual Basic… more
- Scotiabank (New York, NY)
- Associate Director ( Vice President ) Risk Solutions...Origination team, which is a Private Side Group. A VP in DPG is a Coverage Officer ... in an inclusive and high-performing culture. **Title: Associate Director ( Vice President ) Risk Solutions Group,...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries Risk , you will collaborate with a ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...strong and resilient. You help the firm grow its business in a responsible way by anticipating new and… more
- JPMorgan Chase (New York, NY)
- …and operations in over 60 countries. It operates across six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, ... Financial Services and Card Services. The Global Wealth Management business offers individuals and families personalized, comprehensive financial solutions that… more
- Citigroup (New York, NY)
- …and Independent Risk , to execute on the firm's and client's business objectives. This can include working capital solutions, term loans and M&A financing, ... well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is...credit view based on well-supported analysis that effectively balances risk and business objectives * Ensure appropriate… more
- JPMorgan Chase (New York, NY)
- …credit judgement and effective risk monitoring through collaboration across multiple lines of business and credit teams + Manage the daily risk demands of a ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...strong and resilient. You help the firm grow its business in a responsible way by anticipating new and… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** Credit Officer role covering counterparties/clients based in the Americas. **Primary ... using approved internal rating approaches and will propose credit risk appetite in the form of credit limits. +...systems. - + Will work with Legal and the Business to ensure counterparty legal documentation is completed and… more
- Citigroup (New York, NY)
- The Disclosure and Ratings Assistant Vice President (AVP) is part of Citi's Sustainability & ESG team, which manages environmental, climate change, human rights ... and other stakeholder and business issues in partnership with Citi's businesses, ...the team's disclosure program and reports to the Senior Vice President , Sustainability & ESG (Disclosure and… more
- MUFG (New York, NY)
- …new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for establishment and growth, ... with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an… more
- Citigroup (New York, NY)
- …understood and appropriately prioritized and executed accurately + Appropriately assess risk when business decisions are made, demonstrating consideration for ... The Investment Relationship Officer is a seasoned professional role. Applies in-depth...contribute to the objectives of the function and overall business . Evaluates moderately complex and variable issues with substantial… more
- JPMorgan Chase (New York, NY)
- …Issue Management, and Control Governance. As a Control Manager - NA Rates Trading - Vice President , you will manage the control environment for the North America ... to both the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team...Rates business , working with a team of risk … more
- New York Times (New York, NY)
- …foster employee awareness and engagement. The SVP, Global Security will report to the Executive Vice President & Chief Legal Officer . This role is based in ... world-class digital and app destination. And it's why our business strategy centers on making journalism so good that...responding to threats and taking steps to mitigate ongoing risk . As both a strategic leader and an active… more
- HUB International (New York, NY)
- …our industry leading success in mergers and acquisitions. **POSITION SUMMARY:** The **Senior Vice President , Investor Relations** is a key member of the Finance ... insurance and employee benefits broker, providing a boundaryless array of business insurance, employee benefits, risk services, personal insurance, retirement,… more
- Pfizer (New York, NY)
- …global development that changes patient lives throughout the product life cycle. The Vice President , Internal Medicine Regulatory Strategy, serves as a senior ... in support of Pfizer's Internal Medicine portfolio including metabolic disease, cardiovascular risk , diabetes and cachexia. The goal of position is to provide,… more
- TD Bank (New York, NY)
- …providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $145,000 - $185,000 USD TD...more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS… more
- MUFG (New York, NY)
- …issues across various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management ... risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)...place + Assist Data Management lead and the Data Officer in Sr Management communication and reporting to the… more
- BlackRock (New York, NY)
- **About this role** **What we do** BlackRock's business is investing on behalf of our clients, from large institutions to parents and grandparents, doctors and ... needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance, and operations tools on a… more
- HUB International (New York, NY)
- …most dynamic regions in the HUB organization. **Position Summary** The **Senior Vice President , Sales & Regional Sales Officer ** is a key member of the HUB ... one of the world's largest insurance brokers, HUB provides comprehensive insurance, risk management, and employee benefits solutions that help our clients protect… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk ...program + Someone who is operating at either an Assistant Vice President , Associate Director, or Vice ... Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 **Description & Requirements** The energy of a… more
