- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on...to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Technology Data Management New York, New York **Job Description:** At Bank of America, we are guided by a common ... actions to address the root causes that lead to compliance risk issues and/or operational risk...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** ... actions to address the root causes that lead to compliance risk issues and/or operational risk...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... actions to address the root causes that lead to compliance risk issues and/or operational risk...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... actions to address the root causes that lead to compliance risk issues and/or operational risk...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Where We Need You Protiviti is looking for a Risk and Compliance Manager to...clients with consulting and managed solutions in finance, technology, operations , data, analytics, digital, legal, HR, governance, risk… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager , you will get the opportunity to grow and contribute to our clients' business needs by ... or related license/certification. + Depth of knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer… more
- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Analytics Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career ... provides opportunity to learn, inspire, and advance within a collaborative...clients with consulting and managed solutions in finance, technology, operations , data, analytics, digital, legal, HR, governance, risk… more
- Amazon (New York, NY)
- Description As an experienced Compliance Manager within Amazon's Last Mile Logistics and Claims Management team, you will be responsible for overseeing the ... for this critical operational area. You will collaborate closely with the senior Compliance Manager to enforce policies, plan audits, and resolve any … more
- Bank of America (New York, NY)
- …to senior management and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager will additionally assess a ... Global Markets Risk Manager New York, New York...and other risk and support groups (ie, Compliance , Finance, Operations , etc.). **Responsibilities:** + Identifies… more
- Bank of America (Stamford, CT)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Minimum… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification + ... audit projects and supporting the annual audit plan. Responsibilities: + Perform risk based reviews and assessments of compliance to federal, state, and… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... Compliance Audit Team, the candidate will have the opportunity to perform professional internal auditing work that involves...of the following areas: banking or financial services industry, risk management, or consumer compliance . + At… more
- US Tech Solutions (New York, NY)
- …value-add to the organization. * Pro-actively engage Internal Audit, SOX, Compliance , Information Security, Supplier Risk Management, Business Continuity, and ... shared goals. Skills, Requirements, and Competencies * 10+ years of experience in risk management, compliance and/or audit in the financial services industry in… more
- Acacia Network (Bronx, NY)
- Legal Corporate Risk Manager Bronx, : 12/18/2023 Job Description Job ID#: 3709 Job Category: Legal Position Type: Full Time Details: Corporate Risk ... the Acacia Network and its related entities ('Acacia'). The Risk Manager will implement risk ...risk control techniques including the assessment of new operations and due diligence. + Develops, implements and monitors… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager ...plan in conjunction with the ECDO to bring Data Risk within appetite; + Support compliance activities ... assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc),...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk &… more
- Citigroup (New York, NY)
- Operational Risk Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work within ORM's Global Markets ... Team, partnering with Global Equities business and Product Control. The Operational Risk Manager will provide hands-on support to Equities Business Units,… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities Market ...and other risk and support groups (ie, Compliance , Finance, Operations , etc.). This job is ... and other risk and support groups (ie, Compliance , Finance, Operations , etc.). This position is...trading desks, especially Exotics and Investable Indices, the market risk manager will assess a broad spectrum… more
- Deloitte (New York, NY)
- Financial Services Risk Management Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which include the ... critical to the success of our clients. As a Manager , you will have opportunities to: + Learn how...topics: trading, operations , lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case… more