- Neuberger Berman (New York, NY)
- …of strategies-including equity , fixed income, quantitative and multi-asset class, private equity and hedge funds-on behalf of institutions, advisors and ... Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and...years' experience in registration, licensing, or compliance within a broker -dealer or investment adviser + Proactive, self-motivated, and highly… more
- Neuberger Berman (New York, NY)
- …of strategies-including equity , fixed income, quantitative and multi-asset class, private equity and hedge funds-on behalf of institutions, advisors and ... Investment Team Support to lead a high-performing function within the Public & Private Markets, with a primary, end-to-end focus on Blackrock's Aladdin. This global… more
- AON (New York, NY)
- Senior Private Equity Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative ... benefits is governed by the applicable plan documents and policies. #LI-CC1 #LI-HYBRID 2563497 Senior Private Equity Broker , Middle Market As part of an… more
- HUB International (New York, NY)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... personal insurance, retirement, and private wealth management products and services. With over $5...(RPW) SEC registered investment advisor and limited purpose FINRA Broker -Dealer: The Chief Compliance Officer, will be a highly… more
- HUB International (New York, NY)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... personal insurance, retirement, and private wealth management products and services. With over $5...leading success in mergers and acquisitions. **POSITION SUMMARY:** The ** Senior Vice President, Investor Relations** is a key member… more
- Deloitte (Jersey City, NJ)
- …administrators from every sector of the industry, including hedge funds, private equity , investment partnerships, alternative products, family offices, mutual ... career for you! What you'll do As a Tax Senior you will work within an engagement team and...funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Senior Network Engineer (Infrastructure)! In this role you will be responsible for designing and implementing Mizuho Americas network infrastructure ... LTM/GTM , Network monitoring tools ( Cisco Nexus Data Broker , Extrahop , SolarWinds ) . + Applications...its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia.… more
- GE Vernova (New York, NY)
- …firms, such as broker -dealers and financial advisers, investment advisers and private equity . + Experience with and understanding of compliance obligations ... products and services, including third-party fundraising and management. + Broker -Dealer Compliance: Coordinate and execute compliance obligations for regulated… more
- TD Bank (New York, NY)
- …investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with independent ... management** + **Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** + **Conduct periodic… more
- JPMorgan Chase (Jersey City, NJ)
- …investment vehicles and capabilities, including alternative investments such as real assets, private equity , private credits, etc. + Experience with ... requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker -dealer and fiduciary activities. + Knowledge of various financial instruments,… more
- Wells Fargo (New York, NY)
- …non-bank financial institutions such as asset managers and regulated funds, hedge funds, private equity funds, CCPs, GSEs, broker -dealers, mortgage REITs, ... financials, approving bespoke trades, monitoring margin calls, and escalating concerns to senior risk managers and business leaders. + Serve as primary credit… more
- Bank of America (New York, NY)
- …business-focused way. A centralized brokerage team to provide dedicated brokerage services to Private Bank clients who don't have or require a relationship with a ... local FA team. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling activities… more
