- Unknown (San Diego, CA)
- Associate General Counsel , Broker -Dealer Regulatory Compliance About the Company Reputable financial services organization Industry Financial Services ... Privately Held About the Role The Company is in search of an Associate General Counsel with a focus on Broker -Dealer Regulatory Compliance to join its… more
- Robert Half Legal (San Diego, CA)
- …& Position: A well-established financial services organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its ... advising key business units on a wide range of broker -dealer and investment advisory compliance issues. The firm has...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
