- Raymond James Financial, Inc. (St. Petersburg, FL)
- …advice and guidance on industry rules, regulations, and firm policies. + Provides compliance training to new PCG branch associates. + Delivers educational ... and newsletters. + Conducts complex research and reports findings to Compliance , Legal, Regional Supervision, and Regional Management partners. + Consults with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities:** + Maintains strong connectivity with the PCG international business management teams, advisors, and key support personnel ... in order to maintain a comprehensive view of the PCG international business and stay abreast of key challenges...partners + Ability to balance a strong culture of compliance in a highly regulated environment with the need… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- + Manage the PCG Domestic data platform and systemsto assist in providing insights into business performance and suggest areas for and methods of improving ... comprehensive knowledge and skills to act independently on maintaining the security, integrity, compliance and continuity of IT systems and services + Acts as the… more