- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and procedures, and manages key projects from inception to completion. + Provides day-to-day compliance support for Fixed Income business areas, and serves as a ... resource on compliance issues to business unit. + Develops and implements...business units to recommend policy and process changes to Senior Management. + May drive regulatory change initiatives. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance Management about issues that may involve rule violations or ... issues. **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance program to… more