- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- S&P Global (New York, NY)
- …use):** 11 **S&P Global Corporate ** **Lead, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...+ Lead efforts in defining and documenting comprehensive controls testing , and monitoring methodologies + Lead the… more
- S&P Global (New York, NY)
- …use):** 13 **S&P Global Corporate ** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- TD Bank (New York, NY)
- …within risk appetite. + Manage effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, ... provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial advisory and… more
- Mastercard (Harrison, NY)
- …governments realize their greatest potential._ **Title and Summary** Lead - Security Monitoring and Response Lead Analyst responsible for the Third Party Supplier ... that unlocks priceless possibilities for all. Mission First, People Always As Corporate Security, we are responsible for keeping Mastercard safe and secure from… more
- Santander US (New York, NY)
- VP, Counterparty Credit Risk - Corporate and Investment Banking New York, United States of America USA Job Function Description: Ensures adherence to the policies ... established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization and consistency of… more
- NatWest Markets (Stamford, CT)
- …and the business._ **Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible ... be part of an effective Compliance Assurance testing program and will be responsible for monitoring...reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This role will also… more
- Mizuho Corporate Bank (New York, NY)
- …Responsible for the daily maintenance of the commitment facilities including: monitoring borrowing status, prepare new borrowings, rollovers, rate sets, conversions, ... all monthly and/or quarter end activity + Maintaining and monitoring Fronting LC, Invoice Discounting and Risk Participations +...other duties, as assigned, completing such tasks on time. Compliance + Obtain a basic understanding of the applicable… more
- Mizuho Corporate Bank (New York, NY)
- …is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, firmwide regulatory projects and other regulatory-related matters. ... Additionally, the department oversees regulatory change management, which involves monitoring and analyzing new and emerging regulations, assessing their impact on… more
- Mizuho Corporate Bank (New York, NY)
- …of first line controls and risk identification, providing credible challenge, monitoring key risk metrics, and advising on data-related regulatory and risk ... and thematic reviews on Data Management risk areas (eg, data quality monitoring , lineage tracking, metadata integrity) and track the remediation of identified gaps.… more
- Mizuho Corporate Bank (New York, NY)
- Corporate Communications & Marketing, Mizuho Americas Summary Mizuho Americas, a leading corporate and investment bank in the US, is experiencing tremendous ... growth. Our Corporate Communications & Marketing division is looking for a...media marketing. + Maintain responsibility for governance and social monitoring around key reputational issues and crisis management. Collaborate… more
- Mizuho Corporate Bank (New York, NY)
- …rule). + Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory ... America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports. + Manage… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Senior Associate to join our Corporate Functions Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As a Senior Internal Audit Associate within Corporate Functions, you will oversee all stages of the audit lifecycle, including… more
- Mizuho Corporate Bank (New York, NY)
- …and track the remediation of identified gaps to drive continuous improvement. Monitoring and Continuous Improvement: + Implement continuous monitoring activities ... Cross-Functional Collaboration: + Collaborate with other risk and control functions (eg, Compliance , Legal, IT Risk) to provide a comprehensive view of regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports focusing on ... and review the activities and/or deliverables associated with issue testing including reviewing the approach, testing and...needed. + Assist the Director with maintaining an Off-Site Monitoring Program for the Group's portfolio of audits. +… more
- Santander US (New York, NY)
- Workout Credit Officer, Vice President, Credit Risk, 2nd Line of Defense ( Corporate & Investment Banking) Country: United States of America **Your Journey Starts ... well as 1st line colleagues; responsible for ongoing risk and portfolio monitoring for assigned counterparties, including limit review and oversight of data… more