- SMBC (New York, NY)
- …updates, find efficiencies, respond to ad-hoc requests and support the implementation of compliance program enhancements with respect to each of the below-listed ... Compliance Program areas: + Policies and Procedures...Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and… more
- Tradeweb (New York, NY)
- …of GDPR and global privacy laws, plus practical experience operationalizing compliance programs. + Familiarity with AI governance frameworks, algorithmic ... that drive efficiency, connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to-senior level… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...an Annual Compliance Plan, reviewing and maintaining Compliance charters and Compliance governance … more
- HSBC (New York, NY)
- …external vendor delivery quality and manage any issues through appropriate vendor governance channels + Ensure compliance with regulatory and bank policies, ... closely with senior stakeholders, business leaders, colleagues from People, Governance and Communications, including Enterprise Talent and Enterprise Learning, and… more
- SMBC (New York, NY)
- …experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. The ideal candidates will bring strong program delivery ... Partner with Compliance , Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program Management: Assist with managing ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Control Office is seeking a highly organized and experienced program manager to join our team. The Program… more
- TYLin (New York, NY)
- …the alternative delivery space. + Collaborate with global legal, risk, and compliance teams to ensure consistency in contracting practices and enterprise-wide risk ... governance . **Opportunities for Growth** For the right candidate, this...offers: + Broader leadership in the legal function, supporting corporate initiatives related to project delivery, joint ventures, and… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas across the Americas… more
- Principal Financial Group (New York, NY)
- …the Principal AM Technology leadership team. Collaborate with a range of governance and advisory groups, including the 40-Act Mutual Fund Board, committees, ... goals. + You are willing and able to travel regularly, primarily to corporate headquarters in Des Moines, Iowa, with occasional international travel to build… more
- SMBC (Jersey City, NJ)
- …and establish, support, maintain and continuously improve stronger regulatory reporting data governance . This role will also ensure compliance with service level ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...**Qualifications and Skills** + 4 plus years in data governance , data quality and compliance of financial… more
- SMBC (Jersey City, NJ)
- …in drafting formal documentation. + Strong understanding of sanctions regulations and compliance program components. + Deep knowledge of sanctions-related risks ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...this role. The VP partners with colleagues across the Governance team, Sanctions Compliance , and the broader… more
- SMBC (Jersey City, NJ)
- …team which is responsible for developing, maintaining, supporting the Anti-Fraud program and ensuring compliance with internal policies and procedures. ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... supporting the 2nd Line operational resilience and business continuity risk management program across various businesses, group companies and functions of the bank… more
- Mizuho Corporate Bank (New York, NY)
- …policies and standards. + Ensure prioritized business services fully adopt the program 's methodology, governance structures, and outcome measurement practices. + ... and Resilience Operations. The transformation aspect encompasses resilience strategy, program execution, and the development of new capabilities across the… more
- Mizuho Corporate Bank (New York, NY)
- …are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance , Risk, and Compliance (GRC) team. This role is pivotal in ... processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance...Other requirements Mizuho has in place a hybrid working program , with varying opportunities for remote work depending on… more
- PSEG (Newark, NJ)
- …IT and OT landscapes. Ensure that Cybersecurity Governance , Risk, and Compliance service delivery aligns with the corporate IT strategy, including ... and to benchmark our program . Partner with professional Cybersecurity Governance , Risk, and Compliance associations, service providers, and to identify… more
- Justworks (New York, NY)
- …development, zero-trust environment, and emerging threat landscapes. + Enhance the Security Compliance Program to ensure regulatory compliance , especially ... Director, Governance Risk & Compliance New York,...business growth and scope changes, and to mature the program in the future to measure internal compliance… more
- Ivalua (New York, NY)
- …frameworks and standards. WHAT YOU WILL DO WITH US + Lead and own the Governance , Risk, and Compliance (GRC) program globally, managing and developing a ... all suppliers to increase profitability, improve ESG (environmental, social, and corporate governance ) performance, lower risk, and improve productivity. Driven… more
- TD Bank (New York, NY)
- …requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities (Globally) ensuring a strategic, ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and… more
