- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- American Express (New York, NY)
- …through effective remediation and lesson learning. We're looking for a Director to lead a diverse team of high-performing professionals focused on ensuring ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...the US Consumer Services Control Management Issues, Events & Remediation team is to ensure timely identification, response, and… more
- Citigroup (Queens, NY)
- …as Enterprise Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring the ... senior management position within the Controllers Organization that will report up through the Global Head of Regulatory Reporting. The position will have a high… more
- Scotiabank (New York, NY)
- Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support… more
- Citigroup (Queens, NY)
- **Overview:** The Global Regulatory Reporting GSIB Report Owner is a management position within the Controllers Organization that will report to the Head of ... Regulatory and Capital Reporting. The individual will serve as...team to implement the milestones, compensating measures and strategic remediation efforts required to address relevant Consent Order, MRIA… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Execution Director to lead the Global Operations Resiliency Incident Management team, which is part of ... management response for all six primary operations businesses for Well Fargo's Global Operations: Consumer and Small Business Banking (CSBBO), Fraud & Claims Mgmt… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... redesigning or consolidating other meetings/forums. Special attention to be paid to regulatory -driven business reviews such as those related to i) the FCA Consumer… more
- Scotiabank (New York, NY)
- …across multiple jurisdictions, coordinating responses and remediation plans for global and local regulatory bodies. + Establish strong relationships with ... Director , Head of GBM/GTB AML Risk & Controls...provides strategic oversight of AML controls, ensuring compliance with global regulatory expectations and industry best practices.… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- JPMorgan Chase (New York, NY)
- …+ Develop and enhance policies, procedures, and controls to ensure compliance with global regulatory requirements; manage the annual review of compliance policy ... a key liaison with regulators, internal auditors, and external examiners, managing regulatory exams, inquiries, and remediation efforts. + Provide compliance… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- SMBC (Jersey City, NJ)
- …new product approvals, management reporting; and (iv) various ad hoc, regulatory remediation initiatives, as required. This position involves cross-functional ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- American Express (New York, NY)
- … plans for identified compliance weaknesses and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- JPMorgan Chase (Jersey City, NJ)
- …and 3rd Line of Defense testing) and external reviews, examinations, and remediation efforts. This includes managing ongoing regulatory updates and ... cross-border regulatory compliance across multiple jurisdictions, reconciling local regulatory perspectives with global framework requirements. + Define the… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more