- SMBC (New York, NY)
- …function or a closely related area at a major global financial institution. + Knowledge of First Line of Defense risk and controls. + Functional knowledge of ... responsible for overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management, and… more
- SMBC (New York, NY)
- …items. Remote applicants considered. **Role Objectives** **Strategy** - Accountable for all first line credit risk management strategies including ... and other economic factors and recommend appropriate proactive measures for effective first line strategies and an ongoing early warning system. **Leadership**… more
- HSBC (New York, NY)
- …plans and policies that align with People and business goals. The team also provide 'second- line ' oversight to two first line teams People Advisory and ... market leadership / risk meetings such as Risk and control Management Meetings (RCMM) Principal...other markets to ensure the local market approach in line with HSBC values and expectations For this role,… more
- NatWest Markets (Stamford, CT)
- …and annual Supervision refresher training with the purpose of establishing first line risk & control requirements and awareness + Educating teams ... to ensure the Supervision framework is appropriately integrated into the NWM risk and control framework + Be a subject matter expert on the NWM Supervisory… more
- SMBC (Jersey City, NJ)
- …capacity and as a subject matter expert providing credible challenge to in-scope first line of defense activities and performing second level controls. The ... capacity and as a subject matter expert providing credible challenge to in-scope first line of defense activities and performing second level controls. **Role… more
- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- MUFG (New York, NY)
- …but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Seek guidance & escalate complex scenarios to Team ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- MUFG (Jersey City, NJ)
- …will lead and oversee the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit ... Risk and Control Officer (BURCO). This executive...to protect the firm's assets, information, and reputation. The First Line Business Unit Risk … more
- KeyBank (Boulevard, NY)
- …and controls for end-to-end business processes, including completion of process mapping and overall first line risk program execution, supporting risk ... industry regulatory publications + Strengthen the first line of defense business process risk identification...(inclusive of business process owners, risk owners, control owners, and second line risk… more
- American Express (New York, NY)
- …Management, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will ... will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within the Corporate… more
- TD Bank (New York, NY)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality...reporting activities. Provide governance and operational support for the first line of defense testing program. Collaborate… more
- BMO Financial Group (New York, NY)
- …#bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first - line risk oversight for the Commodities Trading business, ... **Strategic Risk Leadership:** Define and execute the first - line risk strategy for Commodities...Partner with operations, technology, compliance, and second- line risk teams to strengthen governance and control … more
- American Express (New York, NY)
- …Experience supporting compliance or operational risk within a business or first line function. **Preferred:** + Bachelor's degree in business, finance, law, ... American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager...related discipline. + 3 years of experience in compliance, risk management, or control -related roles in financial… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within ... accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more
- TD Bank (New York, NY)
- …of Cybersecurity and technology risks across the enterprise. They partner with the first line of defense (CIO & CISO organizations) in identifying, reporting, ... can provide you more specific details for this role. ** Line of Business:** Risk Management **Job Description:**...the integrity of the enterprise's adherence to the technology risk management framework challenging control partners +… more
- City National Bank (New York, NY)
- …the engagement model and associated interaction between stakeholders including Enterprise Operational Risk Management, the 1st Line Risk Management teams, ... oversight for a clear engagement model between the 1st Line of defense Risk and Fraud teams,... risk appetite, and the ability of the risk management and control infrastructure to support… more
