- Grant Thornton (New York, NY)
- …technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all ... As a Financial Services Internal Audit Senior Associate, you will get the opportunity to... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk … more
- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Bloomberg (New York, NY)
- …you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise ... to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance... Regulatory Engagement Lead and GlobalHead of Shared Risk and Compliance **You'll Need To Have:**… more
- Amazon (New York, NY)
- …Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and ... that support Amazon's motor carrier operating authorities - Guide senior leadership on risk management concerns and...in managing our motor carrier authority, understanding and evaluating risk , and enhancing our regulatory compliance… more
- MongoDB (New York, NY)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... administrative support to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager - Governance, Risk ,… more
- Amazon (New York, NY)
- …experience and protect Amazon's brand? In this role, you will serve as a Senior Risk Manager leading the global metrics and reporting workstream for Amazon's ... Transportation Risk and Compliance (TRC) team. Key job...to enable compliance improvements, 2) deep dive compliance hot spots and present findings/recommendations to senior… more
- Citigroup (New York, NY)
- …an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk , Internal Audit or Compliance background a… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... a Technology Risk & Controls Lead- IT Risk / Information Security / Regulatory Change...ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards.… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... the Board of Directors, the Committees, the Citigroup Chief Risk Officer, the Citigroup Chief Credit Officer, senior...operational processes and procedures and accuracy and timeliness of risk parameters used to determine regulatory capital… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... issues, and maintains standards and procedures related to FCRM risk assessment and approval. The Senior Financial...reporting on status of initiatives to various audiences including senior management. + Ensuring compliance with standards… more
- TD Bank (New York, NY)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Amazon (New York, NY)
- …programs in a rapidly growing and complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to ... of Transportation (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated...in managing our motor carrier authority, understanding and evaluating risk , and enhancing our regulatory compliance… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Counsel in the CIB Regulatory ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key...the Role:** Our Internal Audit group is seeking a Senior Auditor to join our Global Risk … more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA… more
- MUFG (New York, NY)
- …creation, analysis and reporting of risk metrics and monitoring results to senior management. + Recordkeeping: + Support compliance with CFTC Swap Dealer ... of Job:** The position is within the Global Markets Risk and Controls - Regulatory Risk...and execution of new/existing processes and controls to detect non- compliance issues owned by front office. + Prepare responses… more
- TD Bank (New York, NY)
- …in KYC, EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk … more
- TD Bank (New York, NY)
- … of capital risk management processes with US regulations, understanding that regulatory compliance alone is not sufficient and that capabilities should be ... this role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk ...level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory… more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial...related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer… more