- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... is a wholly owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- DWS Group (New York, NY)
- …efficiency and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements. We are looking for: Minimum of ... launch process from an accounting perspective, ensuring relevant accounting and reporting systems are set-up. Primary contact of select investment vehicles, which… more
- The Calyx Institute (New York, NY)
- …compliance between Calyx and awarded applicants, regarding contracts, legal and regulatory issues, deliverables, reporting , payment, etc.; and maintaining clear ... messaging. In collaboration with the finance team, ensure proper compliance and reporting for all grant recipients. Coordinate and oversee the selection panel… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including accountability and adherence to Lundbeck policies and ... account plans Strong analytical background, and experience using sales data reporting tools to identify trends Experience in product launches Previous experience… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including Lundbeck policies and procedures and FDA regulations ... therapeutic class Strong analytical background, and experience using sales data reporting tools to identify trends Strong leadership through participation in… more
- Formation Bio (New York, NY)
- …savings, contract optimizations, and risk mitigation. Implement procurement analytics and reporting tools to provide visibility into vendor spend and procurement ... trends. Stay informed of industry trends, supplier market dynamics, and regulatory changes impacting procurement. About You Bachelor's degree in business, finance,… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... is critical in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... the fast-moving Generative AI landscape. Consolidate and automate global litigation reporting . Build strategic outsourcing models for the team including building… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- NorthMark Strategies (New York, NY)
- …reporting , supporting continuous improvement and cost containment. Monitor regulatory developments impacting insurance and risk transfer programs, ensuring ... compliance and best practices. Prepare and present data-driven reports and recommendations to department leadership and other stakeholders. Contribute to knowledge sharing and professional development within the COE, building organizational expertise in both… more
- SMBC (Jersey City, NJ)
- …**Role Description** The department is seeking for a data governance Associate for financial regulatory reporting . The prime objective of this role is to drive ... change that enhances the quality of data for Financial regulatory reporting , secure compliance with enterprise data standards and align on best practices, and… more
- SMBC (Jersey City, NJ)
- …data experienced associate who mainly focuses on for data quality over financial regulatory reporting data attributes/elements to make sure that the ... external to finance and establish, support, maintain and continuously improve stronger regulatory reporting data governance. This role will also ensure… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- SMBC (New York, NY)
- …of Credit Department Americas ("CDAD") as a business management and coordination function, reporting to the team head in Credit Planning, CDAD. The team is ... and its various financial products. The role is responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …and implement new technologies and workflows. The role also includes maintaining regulatory documentation and serving as the primary point person for troubleshooting ... or bioinformatics. + Competence in computational data analysis and scientific reporting . + Familiarity with bioresource inventory systems and database platforms (eg,… more
- Rockefeller University (New York, NY)
- …rules, and US employment tax laws related to foreign nationals. Oversee tax reporting and filing requirements, including W-2, 1042-S, 941, and other required federal ... payroll policies, procedures, and controls in alignment with institutional and regulatory requirements. + Collaborate with Human Resources to support international… more
- Neuberger Berman (New York, NY)
- …The Assistant Controller is responsible for overseeing all aspects of fund reporting operations for multiple private equity funds across the Neuberger Berman ... as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial … more
