- Capital One (New York, NY)
- …into the development of the annual audit plan. Design and execute internal control testing for standardized operations of moderate complexity with more than ... is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are… more
- HSBC (New York, NY)
- …Key functions within the NFR team include Sarbanes-Oxley (SOX) Governance, Finance Assurance , and Targeted Transaction Testing . The US and Americas Head ... HSBC USA Inc, as well as the effectiveness and assurance over the SOX controls within the...providing subject matter expertise, advice, guidance for execution of Risk and Control Assessments ("RCAs"), setting appropriate… more
- SMBC (New York, NY)
- …work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal ... Direct and supervise audit from inception to completion including planning, testing , issue identification, workpaper review and reporting. - Provide support,… more
- SMBC (New York, NY)
- …and Skills** Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. Strong knowledge of ... Dodd Frank, Volcker and Trading supervision Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper standards. Strong data… more
- SMBC (New York, NY)
- …and Control Function departments on requirement gathering, user acceptance testing , as well as production support - Define acceptance criteria during development ... projects - Identify and communicate risks and impacts and propose risk mitigation options, considering business implications of the applications of technology… more
- SMBC (New York, NY)
- …engagements or projects. **Role Objectives** - Execute/lead audits including planning, testing , issue identification, workpaper review and reporting. - Act as a ... in advising and assisting team members to understand and identify related market risk associated with the products offered by Global Market Trading (ie, macro,… more
- SMBC (New York, NY)
- …internal and external data to extract actionable insights. + Partner with Quality Assurance and User Acceptance Testing teams to ensure product reliability and ... features and customer value proposition. Interface with legal, compliance, risk management and other internal control and...legal, compliance, risk management and other internal control and operations groups to identify and clear obstacles… more
- PSEG Long Island (Bethpage, NY)
- …technologies including associated impact, cost and complexity. This position is part of IT's control assurance program, and part of IT. In that capacity, this ... timely manner and close any backlogs. - Governance and Controls Assurance : o Lead the development and...(PMP) - Certified Information Security Manager (CISM), Certified in Risk and Information Systems Control (CRISC). -… more
- SMBC (Jersey City, NJ)
- …audits from the 3LOD and partner with business stakeholders to improve company's governance, risk management and internal controls in model risk management ... a focus of review of CCAR model governance and controls **Role Objectives: Delivery** + Support IAD Management Team...that covers all models used in financial and non-financial risk management across SMBC Americas Division. + Assist Model… more
- SMBC (Jersey City, NJ)
- …data definitions, data sourcing strategies and data model preferred + Participate in Testing and Quality Assurance (including test planning, test execution and ... test management) + Participate in data quality governance, data controls and data exceptions remediation process + Develop and...governance and IT stakeholders to identify additional areas of risk and procuring their help in solving complex issues… more
- PSEG Long Island (Hicksville, NY)
- …cost control & accounting, project & portfolio management, and risk management experience that also includes performing financial, operational, quality, and/or ... This position provides strategic leadership and governance for the Investment Delivery Assurance organization and the broader Long Island T&D team in managing the… more
- RWE Clean Energy (Valhalla, NY)
- …Purchase Agreements and EPC agreements to ensure design compliance + Oversee various testing and quality assurance checks to verify the quality of completed ... the task order and accounting process + Develop a specification for BESS system controls to ensure compliance with the energy use case model + Create a detailed… more
- Bloomberg (New York, NY)
- …institutions or technology companies + Expertise in risk assurance , controls testing , and associated control remediation + Understanding of ... Risk Assurance & Controls Testing ... Risk Assurance & Controls Testing Officer - Chief ...risk , and operational resilience + Hands-on work automating control testing regimes using advanced analytics and… more
- TD Bank (New York, NY)
- …domain level expertise and risk -based support to US Fraud, Insider and Conduct risk for testing and quality assurance and have responsibility for ... Risk processes, ensuring optimal efficiency and clarity. The role will lead risk and control routine management and reporting, as well as Policy, Framework,… more
- Deloitte (New York, NY)
- …for key stakeholders with Tableau & PowerBI + Advise teams on automating control testing and perform continuous monitoring to drive efficiency, acknowledging the ... are focused on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability.… more
- Stryker (Mahwah, NJ)
- …audit expertise and risk acumen. Are you interested in driving improvements in risk management, controls , and governance processes? As a leader in our ... Assurance and Risk Advisory (ARA) function, you...process walkthroughs to obtain a process-level understanding, identify process risk points and controls in place to… more
- Citigroup (New York, NY)
- …Job Family Group: Controls Governance and Oversight Job Family: Quality Assurance , Monitoring and Testing (C15) **Job Family Group:** **Job Family:** **Time ... Citibank, NA seeks a Quality Assurance , Monitoring & Testing Sr. Group...experience must include: Technology Architecture analysis; Software development and testing controls ; Software Development Life Cycle (SDLC);… more
- Citigroup (New York, NY)
- …**Job Family Group:** Controls Governance & Oversight **Job Family:** Quality Assurance , Monitoring & Testing **Time Type:** Full time **Primary Location:** ... Operating Office (T&BE COO) drives a strong focus on risk and controls , compliance and value across..., compliance and value across T&BE organization and oversees Controls , Analytics and Decision Management, Quality Assurance ,… more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- American Express (New York, NY)
- …adherence to enterprise standards, managing cross-functional coordination, and embedding quality assurance (QA) mechanisms that monitor control performance and ... standards, procedures, and policies. + Lead the review and testing of internal fraud processes, controls , and...services. + Proven experience leading program execution and quality assurance in a risk , compliance, or fraud-related… more
