- Bloomberg (New York, NY)
- …anywhere else. It's up to you to make it happen. What's the role? Bloomberg's Chief Risk Office (CRO) Department plays a critical role in supporting our ... you to: + Support the development and embedding of the Enterprise Risk Management Framework ,aligned to risk strategy and the company's objectives + Develop… more
- Raymond James Financial, Inc. (New York, NY)
- …**Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... the business appetite for risk taking and establish appropriate controls. . Conducts and...and establish appropriate controls. . Conducts and presents regular risk reviews in order to provide an independent perspective… more
- Microsoft Corporation (New York, NY)
- We are looking for a Chief Technology Officer - Bank of America to join our Financial Services team. This role will require technical depth/expertise in the ... in established, long-term relationships with technical and/or business decision-makers at the Chief X Officer (CxO) level. Leads customer partnerships and drives… more
- Citizens (New York, NY)
- …and constructive, effective challenge to ensure consumer credit activities align with Citizens' risk appetite and enterprise risk framework . + Develop and ... Description The Chief Consumer Credit Officer is responsible...to risk and reward through a robust risk management framework . The successful candidate will… more
- Trexquant Investment (Stamford, CT)
- …finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, ... and traders to integrate compliance into our algorithmic trading framework . + Oversee regulatory filings and disclosures (ADV, Form...Form PF, 13F, and other key filings). + Develop risk assessments and report findings to the CEO and… more
- Arena Investors LP (New York, NY)
- … risk management framework . This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and ... In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's… more
- Bloomberg (New York, NY)
- …back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of ... Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement...will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams,… more
- Bloomberg (New York, NY)
- …As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's… more
- Mastercard (Harrison, NY)
- …MTS is poised for further expansion and now requires a seasoned US BSA Officer to elevate the BSA control framework . Key Responsibilities: 1. Report and ... work closely with the MTS Chief Compliance Officer to determine the effectiveness...(BSA/AML), USA Patriot Act, and OFAC. 3. Undertake comprehensive risk assessments to determine BSA/AML and other risk… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures… more
- Bank of America (New York, NY)
- …rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial ... and the risk to our capital position(s), as described within BAC's Risk Framework . The department's aim is to support Bank of America's purpose in making… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- American Express (New York, NY)
- …credible challenge across the planning horizon and discuss findings with leadership including the Chief Risk Officer + Risk Monitoring and Analysis: ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...create and maintain the overall risk management framework while ensuring legal and regulatory compliance. We are… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... reduction initiatives to senior management and ensure alignment with the enterprise risk framework + Stay connected with external experts and industry forums to… more
- BMO Financial Group (New York, NY)
- …**Key Roles & Responsibilities:** **Operational Risk ** **(90%) -** Lead the Operational Risk framework and program requirements for GM to mitigate risk ... to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)** is part of...As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM… more
- Guardian Life (New York, NY)
- …reports to the Head of Business Risk & Resiliency, who reports to our Chief Risk Officer within Enterprise Risk Management. **Location** Hybrid: 3 ... completion of risk tasks, approvals, exceptions, and escalations. + ** Risk & Resiliency Framework Support:** Maintain and enhance the Risk & Resiliency… more
- JPMorgan Chase (Jersey City, NJ)
- …efforts to identify, assess, and mitigate risks within a Chief Technology Officer 's coverage area. Implement a robust control framework to ensure compliance ... tech risks and upholding operational excellence, driving innovation in risk management. As a Technology Risk & Controls Lead in Cybersecurity and Tech Controls -… more
- City of New York (New York, NY)
- …program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff throughout the ... A Blueprint for Housing and Homelessness," Mayor Adams' comprehensive housing framework . To support this important work, the administration has committed $5… more
- City of New York (New York, NY)
- …in the development of an effective implementation framework . BUREAU: Office of the Chief Operating Officer The Office of the Chief Operating Officer ... The Office of Strategic Operations (OSO), led by the Chief Strategy Officer , is responsible for managing...This includes updates to the Hazard Mitigation Plan, Community Risk - Development Dashboards, and Urban Risk … more