- HSBC (New York, NY)
- …legal risk and issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the team offers a ... define, manage and achieve divisional business targets. As our Senior Legal Counsel, Markets and Regulatory you will: +...are identified, reported and mitigated + Be a trusted advisor to the businesses and functions in the US… more
- LiveRamp (New York, NY)
- …their first-party data while staying on the forefront of rapidly evolving compliance and privacy requirements.** **About this role** As a Measurement Strategist at ... value realization across LiveRamp's measurement solutions. Acting as a trusted advisor , you'll build strong executive and operational relationships while delivering… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to- senior level Compliance Officer with deep expertise in data privacy, privacy...and ensure audit readiness. + Act as a trusted advisor to senior management on emerging risks… more
- SMBC (New York, NY)
- …to identify and assess technology related risks. + Ability to act as trusted advisor to senior management using discretion and sound judgment in identifying, ... reports that clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ongoing coverage of… more
- SMBC (New York, NY)
- …Project Finance, manage the credit cost, and work together with restructuring advisor assisting in the restructuring efforts. The distressed Project Finance credits ... + Prepare periodic reports and information pertaining to the account for senior management. Pro actively escalate operational risk, credit risk, and events to… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part ... and credit card providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North America, you'll play a key… more
- City National Bank (New York, NY)
- … OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Citigroup (New York, NY)
- …for the CIO's views. As a critical contributor to the CIO team, the Senior Portfolio Advisor will have responsibilities related to both investment solutions and ... CIO Team** (research, portfolio management, the Lab, product) on messaging, advisor needs, and product development opportunities + **Participate in the Global… more
- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- JPMorgan Chase (Bronx, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- JPMorgan Chase (New York, NY)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... of the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while ensuring that clients… more
- City of New York (New York, NY)
- …Services (ITS) is recruiting for one (1) IT Project Specialist, to function as an Senior Advisor to the Deputy Chief Information Officer, who will: - Administer ... and strategic goals. - Collaborate with the DCIO and senior leadership to oversee the design and implementation of...offices to ensure data and system readiness. Advise on compliance with state policy decisions and related IT system… more
- City of New York (New York, NY)
- …and implementation for DYFJ and accordingly, the NYC juvenile justice continuum. The Senior Advisor of Detention Strategies will be responsible for developing ... alignment with organizational objectives. - Work closely with Policy, Legal and Compliance teams to develop and recommend strategies to improve policies, procedures,… more
- M&T Bank (New York, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- SAP (New York, NY)
- …SAP Cloud applications and technologies. That's where YOU come in As the Solution Advisor (SA), you will be the go-to person for any solution or product questions ... gender identity or expression, protected veteran status, or disability, in compliance with applicable federal, state, and local legal requirements. **Compensation… more
- Canon USA & Affiliates (Melville, NY)
- …the Role** Canon USA, Inc. in Melville, NY is currently seeking a Customs & Trade Compliance Advisor ( Advisor , Logistics). The Customs & Trade Compliance ... annual objectives for the function. Typically reports to a Senior Manager or Director, and may mentor less experienced...all other related tariffs as announced - C-TPAT Trade Compliance involving both import compliance and C-TPAT… more
- Northwell Health (Mount Kisco, NY)
- …health care. + Collaborates with various facilities, service lines to assess compliance and develop compliance improvement strategies and measurement; identifies ... existing compliance processes that represent 'best practices' for use throughout the organization. + Monitors improvement areas such as hospital acquired conditions, readmissions and obstetrical harm, physician engagement, patient/family engagement, and… more
- Northwell Health (Manhasset, NY)
- …implications and risk, escalate as appropriate quickly and decisively. + Ensures compliance with regulatory standards governing the Clinical Lab. + Recognize and ... resolve abnormal, unusual or unexpected results. + Maintain a quality management program according to written policies and procedures. + Assist in drafting standard operating procedures (SOPs) for internal processes and continual update of SOPs. + Maintains… more
- Dow Jones (New York, NY)
- Summer 2026 Internship - Barron's Advisor Intern Application Deadline: November 14, 2025 We encourage you to submit your application as early as possible, as ... Street Journal, Barron's, MarketWatch, Factiva, Dow Jones Risk & Compliance , OPIS, and more. Dow Jones is a division...the wealth management industry Support compiling invitation lists from Advisor Database for Advisor Summits Update database… more
