- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- Tradeweb (New York, NY)
- …Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... mismatches, latency events, reconciliation breaks). + Train and coach front office and infrastructure teams on risk ... posture and control health. + Collaborate with second line risk and compliance functions to maintain… more
- HSBC (New York, NY)
- …will work in a devops model and will be responsible for assisting with front - line technology support for HSBC's Futures IT systems, primarily supporting the US ... managing multiple Listed Derivatives e-Trading platforms, delivering key client, and regulatory /exchange driven projects - helping our global business and its… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- Truist (New York, NY)
- …risk and control culture within The Bank. 5. Participation in the co-creation of risk programs from the front - line perspective to aid in effective ... risk and control framework aligned with enterprise risk appetite, regulatory expectations, and industry best...stakeholder groups to implementation of a framework that ensures Front - Line adherence to risk frameworks,… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal Audit. + Deliver ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:** $170,000 - $200,000… more
- CIBC (New York, NY)
- …trends, and any new risks arising from regulatory changes. + Working with front - line staff and Risk Management to propose appropriate control thresholds ... serves as the primary liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk...Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs) with advice regarding development of… more
- Citigroup (Rutherford, NJ)
- …+ Identify the technical risk and dependencies for the ERDL platform on Front line business units (FLUs), business and technology teams and drive mitigation ... solve business problems + Extensive experience working closely with cross functional partners in risk management, technology and Front Line Units + Track… more
- Citigroup (Rutherford, NJ)
- …solve business problems + Extensive experience working closely with cross functional partners in risk management, technology and Front Line Units + Track ... years of managerial experience + Substantial experience in Financial Services Risk Management, including regulatory remediation initiatives; Experience working… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- SMBC (Jersey City, NJ)
- …and Key Reporting Indicator (KRI) process in close collaboration with front line units to validate consistency with sound risk management standards, internal ... risk workshops, walkthroughs, and interviews with business units to validate risk assessments. + Ensure alignment with regulatory expectations (eg, OCC, FRB,… more
- Citigroup (New York, NY)
- …Establishing and developing effective relationships with Citigroup senior management, front line , second line (including independent risk , finance, HR, ... Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible...reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel;… more
- Santander US (New York, NY)
- …and/or risk reduction for the department. + Setting of appropriate internal credit risk ratings and regulatory risk ratings on assigned portfolio. + ... alongside 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial projection models while making a… more