- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst /Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing. The Analyst is ... all levels of management and maintain solid working relationships. + Maintaining a compliance risk mindset to understand underlying regulatory risks and an… more
- Advance Local (Jersey City, NJ)
- … Compliance (GRC) program, ensuring robust data governance, risk management, and regulatory compliance across all data assets. This role supports the ... City office one to two days per week or more often as needed._** The **Data Governance Analyst ** is a key contributor to the organization's Governance, Risk, and… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Registrations Analyst will report to the Head Registrations with responsibility to execute ... fingerprinting and background check procedures. + Coordinate study materials and regulatory examination preparation. + Other duties as required. **Qualifications and… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... Management business is seeking a highly skilled and customer-focused data analyst with strong visualization and project management capabilities. The Strategy and… more
- Capco, a Wipro Company (New York, NY)
- …of the firm. We focus on operational excellence by ensuring accuracy and compliance with global financial rules and regulations. From concept to contract completion, ... the preparation and filing of tax returns and other regulatory reports + Support internal and external audit requests,...5+ years of work experience as an Accountant, Financial Analyst , or similar role + Thorough knowledge of Generally… more
- SMBC (Jersey City, NJ)
- …Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and managing ... focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Associate will be responsible… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- CGI Technologies and Solutions, Inc. (Jersey City, NJ)
- **Business Analyst - Regulatory Reporting** **Category:** Business Analysis (functional and technical) **Main location:** United States, New Jersey, Jersey City ... Description:** Join high performing Global Banking team as a Regulatory Business Analyst role to manage and...in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- Federal Reserve Bank (New York, NY)
- …early hours in order to be considered for this role. **Your role as Regulatory Data Analyst :** + Conduct data analysis and visualizations, develop questions that ... are committed to equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where employees are valued for… more
- Seton Education Partners (Bronx, NY)
- Elementary School Special Education Compliance and Billing Analyst Bronx, New York Seton Education Partners seeks a mission-driven, detail-oriented leader to ... serve as the Elementary School Special Education Compliance and Billing Analyst for the Brilla...support to K-4 Student Services teams, updating them on regulatory changes and best practices for documentation and service… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- WMCHealth (Valhalla, NY)
- …Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the ... Compliance Analyst , 340B Program ( On-Site... Compliance Analyst , 340B Program ( On-Site ) Company: WMC...stakeholders, ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters + Empowered to make prudent professional decisions ... that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a...and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may… more
- The Walt Disney Company (New York, NY)
- …management; and our administrative and workplace experience support team. **Job Summary:** The Lead Compliance Analyst will serve as a key member of the DE&E ... teams and audit/security groups** , ensuring clear communication and timely delivery of regulatory and non- regulatory compliance activities. + **Monitor and… more
- New York eHealth Collaborative (New York, NY)
- Cybersecurity Compliance Analyst Job Details Job Location Albany or NYC Office - Albany or New York, NY Position Type Full Time Salary Range $70000.00 - ... Job Shift M - F 9am - 5pm New York eHealth Collaborative: Cybersecurity Compliance Analyst New York eHealth Collaborative (NYeC) is a not-for-profit organization… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?*...must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance ... The Compliance Analyst will be responsible for monitoring, oversight and independent...compliance /operational risk controls in accordance with Company or regulatory standards and policies. * Maintain CNB internal control… more
- TD Bank (New York, NY)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks;** + **Contribute to growth, innovation and… more
