- Tutor Perini (Brooklyn, NY)
- … Risk Manager** at Tutor Perini Corporation., reporting to the **Vice President, Risk Management ,** you will have the opportunity to: + Manage the overall ... to company standards. **REQUIREMENTS:** + **5+ years** of related experience in risk management , construction insurance, and claims handling. + Strong knowledge… more
- Formation Bio (New York, NY)
- …regulatory requirements, including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment ... will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the growing drug… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... (ABC) and Anti-Fraud (collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to these standards to… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the financial… more
- SMBC (New York, NY)
- …models. Support long- and short-term planning, new product development, ALM and risk management meetings. Network within the industry through meetings, events ... a number of modeling techniques and data structures, project the potential interest rate risk on short-term earnings and longer term equity and economic value at … more
- HSBC (New York, NY)
- …independent trusted advisor in governance forums, issue management , fostering a compliance culture and optimizing relations with risk owners and control ... The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership...Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,… more
- HSBC (New York, NY)
- …Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and regulators + Have ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...Americas Finance Leadership Team + Manage a team of risk management experts across multiple locations and… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... FDPA, and MLA + Demonstrated experience working with business and compliance stakeholders + Demonstrated project management / prioritization abilities… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- SMBC (New York, NY)
- …orders, research and other opportunities to help support the overall desk. Work with compliance , legal and risk management to broaden working knowledge of ... data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting and/or documentation as required)...clients and ongoing product support and updates. Partner with risk management to improve portfolio risk… more
- Capco, a Wipro Company (New York, NY)
- …and functional knowledge across all areas of the front office, operations, technology, risk , finance and compliance .? Our clients include the largest investment ... with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements,… more
- Neuberger Berman (New York, NY)
- …of regular and ad hoc risk reports, assist in solving real-world risk management problems, and translate academic or industry research into actionable ... Risk and Liquidity Committees + Solve complex risk management challenges in a largely autonomous...player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk … more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance... Risk , KYC, and Settlements teams to ensure compliance with statutory regulations as well as internal policies… more
- SMBC (Jersey City, NJ)
- …finance, business, or related field. + 10+ years of experience related to finance, risk management , internal audit, or compliance in the financial services ... support the review and completion of Finance wide operational risk management activities, including Risk ...of the RCSA program. + Collaborate with Internal Audit, Compliance , and other relevant functions to verify alignment of… more
- SMBC (Jersey City, NJ)
- …of management and maintain solid working relationships. + Maintaining a compliance risk mindset to understand underlying regulatory risks and an ability ... a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for … more
- HSBC (New York, NY)
- …role you should meet the following requirements: + Demonstrable experience of liquidity management and liquidity risk + Experience of strategically directing the ... Americas Head of Liquidity Management Brand: HSBC Area of Interest: Finance Location:...Work style: Hybrid Worker Date: 21 Oct 2025 In compliance with applicable laws, HSBC is committed to employing… more
- SMBC (Jersey City, NJ)
- …where flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand ... Risk , the Director will provide the 2nd Line of Defense (LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business… more
- SMBC (Jersey City, NJ)
- …leading the activities related to Risk and Control Self-Assessment, Incident Management and related reporting for Compliance Control Management . **Role ... 1LoD and 2LoD Non-Financial Risk and Enterprise Risk functions. The control management function also...industry + 7+ years of experience in an Operational Risk or Compliance Risk role… more
- SMBC (Jersey City, NJ)
- …with stakeholders and preparing initial and final results for presentation to Compliance management . + Facilitate the annual budget process to identify ... Compliance Department senior staff. + Track Annual Compliance Plan progress and prepare management reporting,...expenses for the year in consideration of key risk areas, new initiatives, and overall Compliance … more
