- JPMorgan Chase (New York, NY)
- … functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be ... The Control Management Organization has dual reporting into to...capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -**… more
- TD Bank (New York, NY)
- …We are seeking a Director to join our team who will focus on Non- Trading Market Risk (or Interest Rate Risk on Banking Book) and Liquidity Risk Management ... advice, and/or support to other business partners related to liquidity and non- trading market risks. This position will also require significant regulatory project… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to fund the Bank ... information and strategy between the product head and relevant trading personnel + Fully informed on market data, economic...is in line with those policies + Demonstrates governance, control and risk management behaviors in alignment with TD… more
- HSBC (New York, NY)
- **Description** #LI-DL2 #HSBCUSA MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a ... control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit,… more
- Citigroup (New York, NY)
- …of defense designed to minimize risk within the business including leading critical control initiatives to mitigate risk in Trading , Financial Crimes and Conduct ... to identify trends, themes and areas requiring improved controls + Drive Manager 's Control Assessment monitoring, quarterly approvals and improvements required +… more
- Scotiabank (New York, NY)
- …of defense support in managing non-financial risks inherent to new products and services offered by Scotiabank US capital markets trading businesses. This ... Manager , First Line Operational Risk and New Initiatives, US Internal Control **Requisition ID:** 200806 **Salary Range:** 85,700.00 - 159,100.00 _Please note… more
- Bloomberg (New York, NY)
- Control Manager - Human Resources **New York, NY**...124783 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... will develop a deep understanding of our products and services , our strategy and our value drivers and be...firmwide risk programs, including Operational Resilience. The First Line Control Manager role is responsible for executing… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Room Manager within Citi's Independent Compliance Risk Management (ICRM) function responsible for establishing internal strategies, policies ... Finance or Law related) or equivalent experience in compliance, legal or other control -related function in the financial services firm + Advanced degree… more
- SitusAMC (New York, NY)
- …Finance group within the investment bank of a premier European-based global financial services institution located in New York City. Their real estate group is ... Back Securities Index (CMBX) and Collateralized Loan Obligations (CLO) Secondary Trading . Securitized Products also has a significant financing footprint, with desks… more
- TD Bank (New York, NY)
- …the Trading Supervision Standard + Required to demonstrate governance, control and risk management behaviors in alignment with TD policies and practices ... for this role **Job Description:** The Director Sales and Trading TDS develops the Banks Sales, Trading ,...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- SitusAMC (New York, NY)
- …strategies. It involves constant liaison with, and often provides the link between, Trading and IT, Product Control , Risk Control , Operations, Legal ... the investment bank of a premier European-based global financial services institution located in New York City. Their real...purpose of role:** The role is for a business manager , based in New York to support the Equity… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline only. ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Bank of America (Jersey City, NJ)
- Metadata and Controls Data Support Manager Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common ... users to define the use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and systems.… more
- Bloomberg (New York, NY)
- Risk Manager - Core Product - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... regulated entities and products, and Bloomberg's non-regulated products and services . Our focus is to address risks and related...and related issues by providing risk management as a service , focusing on providing and delivering value to help… more
- Motion Recruitment Partners (New York, NY)
- Senior Project Manager - Capital Markets New York, NY **Hybrid** Contract $83/hr - $89/hr Grow your career with an innovative global bank in New York, NY as a Senior ... Project Manager with a focus on Capital Markets. Contract role...brand with over 200 years of continuously evolving financial services worldwide. Will be part of a core central… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF...Risk (GCOR) officer is a person who has financial services experience with a knowledge of markets, compliance risk… more
- Bloomberg (New York, NY)
- Product Manager - Data Catalog - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... CISO, and CTO in designing and implementing a data management framework, control processes and tools, and supporting training and awareness. In our continued… more
- TD Bank (New York, NY)
- …background in OTC and Exchange traded Equities, Options and electronic sales & trading . This role will support the integration of a complex global equity platform ... current activities. * Maintain and Oversee the Firm's Equity & Options Trading activities * Assist the business on implementing and documenting various supervisory/… more