- NorthMark Strategies (New York, NY)
- …regulatory developments impacting insurance and risk transfer programs, ensuring compliance and best practices. Prepare and present data -driven reports and ... This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner… more
- SMBC (New York, NY)
- …and idiosyncratic risk . Have a solid understanding of information technology, data management and statistical analysis to create meaningful modeling and ... **Role Description** Using a number of modeling techniques and data structures, project the potential interest rate risk...long- and short-term planning, new product development, ALM and risk management meetings. Network within the industry… more
- HSBC (New York, NY)
- …but are not limited to, Financial Reporting Risk , Regulatory Reporting Risk , Model Risk , Data Risk and People Risk . This is an important ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and… more
- SMBC (New York, NY)
- …orders, research and other opportunities to help support the overall desk. Work with compliance , legal and risk management to broaden working knowledge of ... ensure quality control, proof for errors and help identify data trends for next level review. **Role Objectives: Delivery**...clients and ongoing product support and updates. Partner with risk management to improve portfolio risk… more
- Neuberger Berman (New York, NY)
- …of regular and ad hoc risk reports, assist in solving real-world risk management problems, and translate academic or industry research into actionable ... Risk and Liquidity Committees + Solve complex risk management challenges in a largely autonomous...player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk … more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... FDPA, and MLA + Demonstrated experience working with business and compliance stakeholders + Demonstrated project management / prioritization abilities… more
- SMBC (Jersey City, NJ)
- …finance, business, or related field. + 10+ years of experience related to finance, risk management , internal audit, or compliance in the financial services ... support the review and completion of Finance wide operational risk management activities, including Risk ...with stakeholders to verify accurate and timely collection of risk -related data for RCSA analysis. + Support… more
- Capco, a Wipro Company (New York, NY)
- …and functional knowledge across all areas of the front office, operations, technology, risk , finance and compliance .? Our clients include the largest investment ... with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements,… more
- Neuberger Berman (New York, NY)
- …, Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... private debt, real assets, and hedge funds. + Gather and analyze operational data to identify areas for process improvement, automation, and enhanced controls. +… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... Work style: Hybrid Worker Date: 24 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- Reklame Health, Inc (New York, NY)
- …implement initiatives to enhance clinical workflows, patient outcomes, and satisfaction rates. Risk Management : Identify and address operational risks in care ... Collaborate with cross-functional teams to lead and drive the adoption of data -driven, technologically advanced clinical operations. Team Management and Talent… more
- Principal Financial Group (New York, NY)
- …a central role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data -driven decision-making. By improving ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology… more
- SMBC (New York, NY)
- …clarify questions around product features and customer value proposition. Interface with legal, compliance , risk management and other internal control and ... SMBC is undergoing a digital transformation by rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of… more
- SMBC (Jersey City, NJ)
- …leading the activities related to Risk and Control Self-Assessment, Incident Management and related reporting for Compliance Control Management . **Role ... Strong analytical ability, inclusive of conflict resolution and project management abilities + Experience with data analytics...industry + 7+ years of experience in an Operational Risk or Compliance Risk role… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... compliance with internal policies and external regulations. Present compliance reports to senior management and regulatory...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- SMBC (New York, NY)
- …coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ... 10 years of audit experience in the in Audit, Risk , Business Control, Compliance , Finance in the...Markets and Securities front office teams Strong understanding of risk management framework for trading activities and… more
- SMBC (Jersey City, NJ)
- …with stakeholders and preparing initial and final results for presentation to Compliance management . + Facilitate the annual budget process to identify ... Compliance Department senior staff. + Track Annual Compliance Plan progress and prepare management reporting,...expenses for the year in consideration of key risk areas, new initiatives, and overall Compliance … more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...how to design and implement resilience strategies across technology, data , third-party, and crisis management domains. You… more
- Neuberger Berman (New York, NY)
- …idea generation, research management , PM workflows, portfolio construction, performance/attribution, risk , compliance ) and how data flows across them. ... managers and research analysts. You will translate investment workflows into robust, data -driven solutions, partnering closely with engineers, data teams, and… more
