- Crdit Agricole CIB (New York, NY)
- …of Jobs - Compliance / Financial Security Job title Compliance Testing and Monitoring Officer Contract type Permanent Contract Expected start date ... Job summary Summary: Under supervision of the Head of Compliance Testing and Monitoring , as... results to stakeholders which may include the Chief Compliance Officer , the Executive Committee and Senior… more
- Crdit Agricole CIB (New York, NY)
- …Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance Officer - Director Contract type Permanent ... and controls. - Oversee the development and implementation of monitoring and testing routines relating to Capital...in the financial industry, with a strong focus on compliance , surveillance, monitoring and controls. Required skills… more
- Arootah (New York, NY)
- …conducting Risk & Control Self-Assessments (RCSAs). Implement and manage control testing , and development of action plans with tracking of follow-up items, ... on an ongoing basis. Develop and produce risk management reports, monitoring assigned department's risk profile and work with Founder/Principal to identify,… more
- Marshall Investigative Group (New York, NY)
- …experience in criminal justice, surveillance, mobile investigations, military, or police officer backgrounds to assist in insurance fraud claim's research involving ... Follow established protocols and procedures for conducting surveillance operations in compliance with all legal and regulatory requirements. Maintain a vigilant and… more
- Mizuho Bank, Ltd. (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the...regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (eg daily,… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- SMBC (New York, NY)
- … rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review, to ... employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of the … more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 12376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Jul 18, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- Mizuho Corporate Bank (New York, NY)
- …Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance Testing in the capacity of SME and / or to support ... and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a member of a centralized… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- BMO Financial Group (New York, NY)
- …15, 2025 that will increase to 3-4x /week in office . This is a Compliance Regulatory Change position within the Compliance Program Management team that is ... 2LOD and 1LOD teams. This position is responsible for identifying and monitoring regulatory changes applicable to BMO. + Monitor, analyze and communicate regulatory… more
- Charles B. Wang Community Health Center (Manhattan, NY)
- Full-Time Chief Information Officer Reports to: Chief Executive Officer 168 Centre Street Manhattan, New York, 10013 United States About the Organization: ... and service to the community. Position Summary: The Chief Information Officer (CIO) provides strategic and operational leadership for information technology,… more
- SMBC (New York, NY)
- …the HR and Legal functional areas, including operational risk identification, assessment, monitoring and mitigation, in compliance with applicable laws, rules, ... The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert...assesses key metrics (eg, key risk indicators) and control monitoring / testing routines to ensure operational effectiveness; +… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business Unit ... for key aspects related to issue management, risk assessments, control testing , risk metric reporting, documenting loss events, and assisting operations business… more
- Citigroup (New York, NY)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- TD Bank (New York, NY)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... in annual risk assessment process for development of department monitoring plan and participates in routine monitoring ...plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... testing to assess controls in place to address compliance and privacy risks related to clinical research. +...Information Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook… more
- American Express (New York, NY)
- …including digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the ... to applicable laws and regulations for commercial B2B products, features and processes. This Compliance Officer will be an essential contact for the GCS business… more
- Bank of America (New York, NY)
- …in areas such as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an ... skills + Financial Services and/or related government entity **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical… more
- Bank of America (New York, NY)
- …+ Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
