- Children's Hospital Los Angeles (Los Angeles, CA)
- …is 100% onsite.** **Purpose Statement/Position Summary:** Under the direction of the Chief Compliance Officer and/or their designee, the Compliance and ... and privacy specialist and helps manage inquiries on a variety of compliance and privacy topics by gathering additional details on the questions/issues and… more
- Banc of California (Long Beach, CA)
- …the daily workflow and coordinate with other areas as required to ensure compliance with service standards and regulatory deadlines. + Assure high quality and ... friendly customer service and adherence to sales and brand standards. + Resolve customer inquiries/complaints and situations in a positive professional and efficient manner. + Promote effective sales and service environment. + Monitor Tellers' performance… more
- Tutor Perini (Sylmar, CA)
- …special projects. This position reports to the Senior Vice President & Chief Human Resources Officer at the corporate level and be part of a team of peers with ... and consistency in practices. + Monitors individual BU policies to ensure compliance with corporate directives. + Participates in HR Sox audits. Reviews documents… more
- US Customs and Border Protection (Los Angeles, CA)
- Customs and Border Protection Officer (CBPO) US Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity ... make your move. As a Customs and Border Protection Officer (CBPO) , you will be part of our...State, or local laws and regulations. Making determinations in compliance with laws and regulations that may lead to… more
- Banc of California (Montebello, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. + Bachelor's degree preferred. + 3+ years of… more
- Banc of California (Santa Ana, CA)
- …and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second in command for Business ... Demonstrate knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as...Knowledge of related state and federal laws / banking compliance regulations as they relate to BCP. + Advanced… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Treasury Management Operations Officer functions as the subject matter expert as it relates to the ... services within established Service Level Agreements. The Treasury Management Operations Officer is responsible for delivering comprehensive support to both internal… more
- Banc of California (Santa Ana, CA)
- …objectives related to fraud prevention. Ensures all duties are performed in compliance with company policies and procedures, as well as all applicable US ... the organization to maximize company resources. + Establish and ensure compliance with departmental standards and processes to increase production and accommodate… more
- Banc of California (Santa Ana, CA)
- …financial reporting and accounting policies meet the highest standards of accuracy, compliance and transparency. This role reports directly to the Chief Accounting ... Officer , giving you high visibility within the organization and the ability to drive strong governance and compliance . The ideal candidate is an expert in SEC and… more
- Banc of California (Santa Ana, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Audit loan files ... reviewing evidence of insurance to confirm coverage is in compliance with bank and regulatory requirements. May Perform final...to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of… more
- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... in credit examination, credit administration, or as a commercial lender, or credit officer with a proven track record of assessing credit risk, evaluating lending… more
- Banc of California (Los Angeles, CA)
- …and agreed-upon scope for diligence in conjunction with the Credit/Investment Officer (diligence may be performed on-site or remotely depending upon transaction ... and appropriate diligence scope to assess ongoing risk, business performance and/or compliance to the credit agreement. + Develop techniques and perform testing of… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …performance improvement initiatives while fostering collaboration with the Chief Nursing Officer ; Chief Medical Officer ; Inpatient, Ambulatory, and Service Line ... partnerships. - Expertise in practice oversight, financial management, regulatory compliance , human resource management, and advanced practice operations. **Education/Licensure/Certification:… more
- Revelyst (Irvine, CA)
- …and brand standards. This position reports to the **Revelyst Chief Supply Chain Officer ** with a dotted line to the **Adventure Sports President** , and is ... + Strong quality management background and familiarity with regulatory compliance . + Exceptional leadership, communication, and stakeholder management skills. +… more
- HUB International (Pasadena, CA)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- Robert Half Legal (Los Angeles, CA)
- Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team in Los Angeles, California. This role is critical in ... ensuring the organization adheres to regulatory requirements, mitigates compliance risks, and fosters a culture of accountability across all departments. If you have… more
- City National Bank (Los Angeles, CA)
- …of BSA related policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues and business line ... and transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training Officer to ensure that ongoing management of… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …related certifications + 5+ years' senior leadership experience as a Information Security, Compliance Officer or Compliance Manager + 5+ years' experience ... and cyber risk strategy. Reporting to the Chief Operation Officer and working closely with the Chief Information ...Evaluate business activities (eg investments, assets, processes) to assess compliance risk to NIST CSF and Credit Union standards… more
- Deloitte (Costa Mesa, CA)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
