- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Quality Assurance/Control, Audit, or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Mortgage Quality Assurance Function Manager leads a team of analysts that are responsible for identifying, ... to maximize operational efficiency and quality, and ensure adherence to compliance standards, in partnership with various geography and support unit… more
- TD Bank (Charlotte, NC)
- …aspects of Compliance laws + Works with executive team, senior business unit management/partners to develop proactive strategies, tactics, policies and ... setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a...+ Oversees and leads a highly complex and diverse Compliance function for an area of significant… more
- TD Bank (Charlotte, NC)
- …business ( Compliance ) partners and coordinates tracking and reporting of Compliance function initiatives and programs. + Prepares and delivers summaries, ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participate in knowledge transfer within the team and business unit . + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …of expertise in own area and participates in knowledge transfer within the team and business unit + Grows team expertise to align with Compliance /enterprise ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...a mission to build a more resilient and scalable compliance risk management function . As part of… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Citigroup (Charlotte, NC)
- …execute a robust Audit Plan, including validation of regulatory issues for the Compliance function . **Responsibilities:** + Manage a team of Internal Audit ... a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the Audit team. The overall… more
- TD Bank (Charlotte, NC)
- …to FCRM processes, systems, or practices + Coordinates with other FCRM partners and business compliance partners to ensure consistency in the application of FCRM ... partners, functional areas or centres of expertise + Requires advanced technical / business / function knowledge for discipline supported + High level of… more
- Truist (Charlotte, NC)
- …and fourth party oversight for assigned vendors with the understanding of the business unit 's sourcing strategy. Coordinate and work with Division aligned ... Function (TPROF), and Supplier Service Management (SSM). Manage relationship within the business unit and with the vendor to improve risk, cost, quality, and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... staff within the group. + Review strategic approaches and effectiveness of support function and business performance. **Required Qualifications:** + 5+ years of … more
- Bank of America (Charlotte, NC)
- …drive internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include ... an ambassador of the risk culture, monitoring and reporting on the Line of Business or Enterprise Control Function 's Operational Risk Profile + Oversees the… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... staff within the group. + Review strategic approaches and effectiveness of support function and business performance. **Required Qualifications:** + 5+ years of … more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... 4+ years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... + Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength or … more
- Bank of America (Charlotte, NC)
- …products, in accordance with policies established by the Global Economic Sanctions Compliance team. **Line of Business Description:** The **Senior Business ... control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)....+ Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large… more