- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks ... Responsibilities** + Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures + May also prepare and… more
- Citigroup (Charlotte, NC)
- Capital Planning and Management is a division that (i) owns the enterprise-wide capital planning and management processes for Citigroup and its legal entities, ... and (ii) ensures integrity and efficiency of Citigroup and CBNA capital profiles, on both an actual and forecasted basis, across the capital continuum ranging… more
- Wells Fargo (Charlotte, NC)
- …our clients. The group combines strong relationships and industry knowledge with superior capital markets and advisory capabilities that includes debt and equity ... in the following products: + Corporate Finance + Equity Capital Markets + Investment Grade Debt ...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- First Horizon Bank (Charlotte, NC)
- …private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets , fixed income, and mortgage banking services. First ... in posting. **SUMMARY** Support the Credit Loss Analytics team with Economic Capital (EC) modeling processes. Assist with preparing data, running model simulations,… more
- TD Bank (Charlotte, NC)
- …with external and internal key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting efficiency effort ... including capital adequacy assessment to support internal capital ratio target setting + Monitors compliance ...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Wells Fargo (Charlotte, NC)
- …role:** **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of ... multi-year transformation initiatives and regulatory efforts, and provides dedicated capital markets subject matter expertise to solve enterprise… more
- Capital One (Charlotte, NC)
- …Commercial Real Estate, Healthcare, Financial Institutions, Municipal Finance, Counterparty Credit, Capital Markets , Leveraged Lending and Special Assets. The ... to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for… more
- PNC (Charlotte, NC)
- …Ensures the appropriate materials and documentation are available to customers, investors, capital markets loan syndications and/or commercial real estate deal ... to be successful in this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...is seeking a qualified individual as a Model Validation Analyst that will report to the Compliance … more
- Bank of America (Charlotte, NC)
- Sr Quantitative Financial Analyst Charlotte, North Carolina;Atlanta, Georgia **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sr-Quantitative-Financial- Analyst \_25028853-1) **Job Description:** Job Description At Bank of America,… more
- PNC (Charlotte, NC)
- …Ensures the appropriate materials and documentation are available to customers, investors, capital markets loan syndications and/or commercial real estate deal ... to be successful in this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan… more
- PNC (Charlotte, NC)
- …regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan syndications and/or commercial real estate deal teams, ... to be successful in this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan… more
- Wells Fargo (Charlotte, NC)
- …vertical to provide the appropriate level of specialization and partner with our CIB Capital Markets , Corporate Finance and M&A teams to deliver Corporate and ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …CIB. We are comprised of multiple functions delivering a comprehensive suite of capital markets , banking, and financial products and services to employees and ... customers. Following a successful summer analyst program, we are now looking to fill roles...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- PNC (Charlotte, NC)
- …regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan syndications and/or commercial real estate deal teams, ... to be successful in this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... throughout the TPRM lifecycle-from onboarding through termination-while ensuring performance, compliance , and alignment with business objectives. The analyst … more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** Our **Liquidity Strategy Analyst Senior** develops, implements and monitors liquidity management strategies at ... strategies, tools and methodologies to model, measure, monitor and assess capital and liquidity adequacy across the enterprise including insurance, investment and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... in-scope of the program, such as financial, management & board reporting, compliance , front-office transaction processing and/or capital & treasury management.… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** Our **Liquidity Strategy Analyst I** , develops, implements and monitors liquidity management strategies at ... the USAA Board of Directors. Ensures all activities are completed within compliance and regulatory policies and processes. **What you'll do:** + Applies proficient… more