- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the CX ... and alignment. Attendance is expected and fully supported.The CX Compliance team is essential in ensuring that our global...deliver feedback to agents to drive continuous improvement in compliance handling. What you'll be doing: Duties will be… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... that ensures the development and maintenance of a strong compliance culture by developing and maintaining a program infrastructure that identifies, measures, and… more
- CH Robinson (Charlotte, NC)
- CH Robinson is looking to fill an Compliance Analyst position for their Import Compliance team. In this role you will be responsible for auditing and ... training US Customs related processes to ensure branch compliance with US Customs regulations. These responsibilities include supporting Customs Entry Writers,… more
- Regions Bank (Charlotte, NC)
- …the careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with ... Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures + May...and internal procedures + May also prepare and review compliance reports for management + May provide guidance and… more
- Insight Global (Charlotte, NC)
- Job Description An employer is seeking a TMS Compliance Analyst to join their team. This role will be responsible for completing investigations for transaction ... and potentially submitting a SAR. Responsibilities: * Investigate TMS compliance cases as it pertains to compliance ...TMS compliance cases as it pertains to compliance policies * Draft and file SAR * Investigate… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Services Compliance Sr. Analyst plays a vital role within the Services Compliance team, supporting regulatory and operational ... and internal standards. In a fast-paced retail environment, the Sr. Analyst will collaborate with multiple departments, including Installation Merchants, Store… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...deliver feedback to agents to drive continuous improvement in compliance handling. *What you'll be doing:* * Minimum of… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Analyst II (US) will execute these ... vary depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Analyst II executes independent testing of … more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... Regulations (US - "19 CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst will verify the… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... Regulations (US - "19 CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst will verify the… more
- TD Bank (Charlotte, NC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide… more
- HUB International (Charlotte, NC)
- …is responsible for day to day internal and external customer support providing compliance research, writing, and guidance to address client needs. The Compliance ... alongside the account services team member(s) and/or producer, to relay compliance requirements and decision-making considerations. + Collaborate with the South … more
- Coinbase (Charlotte, NC)
- …with substantive questions about process or procedure. Build strong relationships with Compliance partners and provide clear guidance to your team to resolve ... investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts from our… more
- Insight Global (Charlotte, NC)
- …crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience in SAR narrative drafting and ... investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts from our… more
- XPO, Inc. (Charlotte, NC)
- Senior Analyst , Audit and Compliance Requisition Id: 383390 Business Unit: Corporate Location: Charlotte, NC, US, 28277 **What you'll need to succeed as a** ... **Senior Analyst , Audit and Compliance at XPO** Minimum qualifications: + Experience with I-9s + Bachelor's degree or equivalent related work or military… more
- Lowe's (Charlotte, NC)
- …to apply! _Find Your Home to More Possibilities._ **Your Impact** As a Senior Analyst , Information Security Compliance , you will play a critical role in ... safeguarding the enterprise by driving our continuous compliance program. You'll own and elevate key SOX and...program. You'll own and elevate key SOX and security compliance processes, leading end-to-end workstreams that enable large-scale IT… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...of TMS cases based on the quality rubric, ensuring compliance with established guidelines. * Proactively seek opportunities to… more
- SMBC (Charlotte, NC)
- …**Role Description** SMBC is seeking a qualified individual as a Model Validation Analyst that will report to the Compliance Model Validation Manager, in ... the Risk Management Department, Americas Division. The Compliance Model Validation Analyst will perform the validation of all compliance models for SMBC… more
- EverBank (Charlotte, NC)
- **FCC Detection Analyst I** The Financial Crimes Compliance (FCC) Detection Analyst I is part of a function that is responsible for activities associated ... with Anti Money Laundering (AML) and Sanctions Compliance detection. Under direct supervision, analysts will use their...responsible for the analysis of account activity to ensure compliance with the USA PATRIOT Act, Bank Secrecy Act… more
