• Compliance Business Oversight

    TD Bank (Charlotte, NC)
    …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for ... , ensuring consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
    TD Bank (05/19/25)
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  • Compliance Business Oversight

    TD Bank (Charlotte, NC)
    Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... is outlined in the general description below. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and… more
    TD Bank (05/13/25)
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  • Compliance Business Oversight

    TD Bank (Charlotte, NC)
    …role which is outlined in the general description below. **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... will cascade throughout the organization. **The Ideal Candidate:** The Compliance Business Oversight Manger -...and Data Regulations is the primary compliance manager for the Marketing US line of business more
    TD Bank (05/09/25)
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  • Senior Manager , Compliance

    TD Bank (Charlotte, NC)
    …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... subject matter expertise and Compliance advice to business management + Maintains oversight (via review...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (05/15/25)
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  • Operational Risk Business Oversight

    City National Bank (Charlotte, NC)
    *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
    City National Bank (04/25/25)
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  • Senior Compliance Business

    TD Bank (Charlotte, NC)
    … that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
    TD Bank (05/13/25)
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  • Operational Risk Business Oversight

    City National Bank (Charlotte, NC)
    *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
    City National Bank (05/20/25)
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  • Senior AI Risk Oversight Manager

    Truist (Charlotte, NC)
    …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation of ... of first line-of-defense (1LoD) risk program execution. 9. Monitor legal, regulatory, compliance and audit matters for assigned risk oversight area(s) and… more
    Truist (05/16/25)
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  • Senior Compliance Specialist - Regulatory…

    Wells Fargo (Charlotte, NC)
    …for varying levels of information + Six Sigma Certification or Certified Regulatory Compliance Manager (CRCM) **Job Expectations:** **Locations:** + 401 S Tryon ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist for the Regulatory Change Implementation Oversight and Monitoring team as part of… more
    Wells Fargo (05/21/25)
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  • Senior Data Risk Oversight Manager

    Truist (Charlotte, NC)
    …navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding ... leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management… more
    Truist (04/06/25)
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  • Third Party Information Security Escalation…

    Bank of America (Charlotte, NC)
    Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; ... Join us! The Third Party Information Security Escalation Management and Oversight role oversees Third Party Information Security escalations that route through… more
    Bank of America (04/23/25)
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  • Business Unit Compliance Function…

    Regions Bank (Charlotte, NC)
    …of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units, and… more
    Regions Bank (05/20/25)
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  • Corporate Compliance Manager

    Regions Bank (Charlotte, NC)
    …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Manager leads a team of second line of defense risk management ... of management experience **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong… more
    Regions Bank (04/18/25)
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  • Senior Manager , Compliance

    TD Bank (Charlotte, NC)
    …who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At ... colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit… more
    TD Bank (05/14/25)
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  • Compliance Governance & Operations…

    TD Bank (Charlotte, NC)
    …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
    TD Bank (05/11/25)
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  • Compliance Manager -Premier Banking…

    Truist (Charlotte, NC)
    …States of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or ... assess the impact those changes may have on assigned business units and/or functions. 3. Manage compliance ...Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA… more
    Truist (05/16/25)
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  • Compliance Regulatory Inventory…

    TD Bank (Charlotte, NC)
    …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Job Description:** **Why Work with Us?** At… more
    TD Bank (05/18/25)
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  • Compliance Manager - Governance…

    TD Bank (Charlotte, NC)
    …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Job Description:** **Department Overview:** **Why… more
    TD Bank (05/11/25)
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  • Senior Audit Manager - Compliance

    USAA (Charlotte, NC)
    …us special and impactful. **The Opportunity** As a dedicated **Senior Audit Manager ** you'll manage audit engagements, varying in complexity, and often participates ... services regulations and effectively responds and interacts with regulators. Provides oversight to multiple audit engagements and participates in review of… more
    USAA (05/11/25)
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  • Risk/ Compliance PM (IT Project…

    ManpowerGroup (Charlotte, NC)
    …collaborative spirit which will align successfully in the organization. **Job Title:** Risk/ Compliance PM (IT Project Manager V) **Location:** Charlotte, NC ... Our client is seeking a Risk/ Compliance PM to join their team. As a...Refine documentation for complex control deficiencies to drive actionable business impact. + Identify control trends in business more
    ManpowerGroup (04/18/25)
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