- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- Bank of America (Charlotte, NC)
- Cyber Security Configuration Compliance Monitoring Analyst Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; Denver, ... and make an impact. Join us! **Responsibilities:** The Configuration Compliance Monitoring Analyst will be a Subject...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (Charlotte, NC)
- …potential gaps in coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the Compliance Specialist ... of the US Compliance Risk Management Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk assessment,… more
- TD Bank (Charlotte, NC)
- …**but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well as knowledge ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements… more
- TD Bank (Charlotte, NC)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- TD Bank (Charlotte, NC)
- …which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and objective ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
- TD Bank (Charlotte, NC)
- …interpreting key regulations such as RESPA, Reg Z, CRA, UDAAP, and TILA. The Compliance Manager will collaborate closely with sales teams, providing input on ... advice are essential for success in this role. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- TD Bank (Charlotte, NC)
- …regulatory change and inventory reporting (inclusive of metrics) + Manage the US Compliance monthly Issue monitoring report Please review the desired skills and ... role which is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ... senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- Wells Fargo (Charlotte, NC)
- …or higher in business administration, finance, or accounting. + Certified Regulatory Compliance Manager (CRCM). + Certified Internal Auditor (CIA). + Chartered ... risks, and controls according to standards and other applicable policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing. This… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in Charlotte, North Carolina ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager you will play a… more
- Anywhere Real Estate (Charlotte, NC)
- …related documents for each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in executing ... related documents, and company policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate… more
- Resideo (Charlotte, NC)
- …experienced professional to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on ... will be valued and recognized. + Embarking on the journey as Resideo's Global Finance Compliance Manager presents an avenue to play an integral role in molding… more
- Bank of America (Charlotte, NC)
- …Manager - Financial Intelligence Unit - Detection, Transaction Monitoring Charlotte, North Carolina;Chicago, Illinois; Newark, Delaware; Jacksonville, Florida ... + Certified Anti-Money Laundering Specialist (CAMS) **_Skills:_** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk… more
- Eurofins (Charlotte, NC)
- …control. Position Summary Eurofins BPT is seeking a results-oriented Regional Sales Manager to join our team, focusing on facility validation and environmental ... monitoring solutions for the biopharmaceutical and medical device industries....regulatory requirements and a passion for helping clients maintain compliance and ensure the integrity of their operations. Regional… more
- Continental (Fort Mill, SC)
- …with us? **HOW YOU WILL MAKE AN IMPACT** **SG 13** _The Regional Head of Compliance Americas leads all ongoing activities in America, Canada and LATAM related to the ... implementation of Continentals Compliance Management System. The Compliance function consists...the business. + Support the prevention, detection, response to, monitoring and reporting of data protection breaches. **WHAT YOU… more
- Citigroup (Charlotte, NC)
- …with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the ... Direct teams in the implementation of the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Audit Manager ** , you'll lead and complete complex audit engagements throughout the audit ... assurance and advisory engagements. Leverage results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments.… more
- Citigroup (Charlotte, NC)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the ... a robust Audit Plan, including validation of regulatory issues for the Compliance function. **Responsibilities:** + Manage a team of Internal Audit professionals,… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Senior Audit Manager ** you'll manage audit engagements, varying in complexity, and often participates ... functions/business areas. + Independently prepares, reviews, and leads continuous monitoring and advisory activities, special reviews and investigations. + Ensures… more