- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing ...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager-...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... job is responsible for executing second line of defense compliance and operational risk oversight...relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... the power to make a difference. Join us! **Job Description:** This Global Compliance and Operational Risk (GCOR) role is part of the cross-product program… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- ManpowerGroup (Charlotte, NC)
- …give examples of each phase, what their ownership was + Candidate must understand Operational Risk - they must understand how the Consumer Lending Business side ... for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading...Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors.** Lead Compliance Officer… more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. + Liaise with key stakeholder groups including Enterprise Risk Management, Operational Risk Management, First Line Business ... + Bachelor's Degree or equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and / or oversight, or business… more
- Deloitte (Charlotte, NC)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications +… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...matter expertise in technology, information security, and data management compliance and operational risks. + Partner with… more