- USAA (Charlotte, NC)
- …and leads audit assignments. Identifies problems and resolutions for risk-based assurance and advisory engagements across the organization. Maintains knowledge of ... **What you'll do:** + Independently executes audit test work timely and with high quality . + Executes and may lead as Auditor in Charge (AIC) for audit engagements… more
- Truist (Charlotte, NC)
- …in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and ... services and assists in line of business relationship management and risk monitoring . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the… more
- Insight Global (Charlotte, NC)
- …channels and in written narratives as necessary . Incorporate feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate compliance ... policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other… more
- USAA (Charlotte, NC)
- …complex work assignments and problem resolution in support of risk-based assurance and advisory engagements. Leverages results from engagements and continuous ... monitoring activities to assist Audit Leadership in updating risk...regarding issues and control weaknesses to ensure proper risk assurance coverage. + Provides day to day coaching guidance… more
- Truist (Charlotte, NC)
- …the delivery of value-added independent, objective risk-based technology internal audit assurance services for the Audit Committee and Executive Management. Through ... well-developed relationships with Senior Management and ongoing business monitoring activities, the Director - Technology develops a comprehensive, dynamic audit… more
- Truist (Charlotte, NC)
- …and delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee and Executive Management. Through ... well-developed relationships with Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a comprehensive,… more
- USAA (Charlotte, NC)
- …planning, execution and oversight of the consolidated annual audit plan including risk-based assurance and advisory engagements driving quality of audit work for ... this position. **What you'll do:** + Accountable for timely delivery and quality execution of audit plan/reports, issue validation, driving continuous monitoring … more
- Grant Thornton (Charlotte, NC)
- …knowledge of professional standards to assist engagement teams in evaluating or monitoring independence and assisting others in the Independence with the development ... of GT independence policies and quality control processes. The individual should be comfortable working...have under the applicable professional standards. + Assist in monitoring independence for larger private equity firms for which… more
- Truist (Charlotte, NC)
- …portfolio management standards. + Demonstrated ability to assess the effectiveness of " quality assurance " processes - identify areas for improvement, document ... complex credits. + Provides oversight of credit relationship/project performance and monitoring activity to include overall portfolio management and understanding of… more
- Capital One (Charlotte, NC)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.… more
- Capital One (Charlotte, NC)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... monitor assigned audit universe for needed updates.** + **Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan… more
- Truist (Charlotte, NC)
- …controls are identified and documented sufficiently to mitigate ICFR risk. + Perform quality assurance procedures of SOX control testing of design and operating ... on SOX requirements for control and process documentation, obtaining reasonable assurance of the effectiveness of Truist's system internal controls over financial… more
- USAA (Charlotte, NC)
- …varying in complexity, and often participates in complex, cross-functional risk-based assurance and advisory engagements driving quality of audit work. ... functions/business areas. + Independently prepares, reviews, and leads continuous monitoring and advisory activities, special reviews and investigations. + Ensures… more
- Truist (Charlotte, NC)
- …adherence to Enterprise Change Risk Management requirements. + Oversee the results of monitoring , control test and quality assurance functions for potential ... to perform the essential functions. + Bachelor's degree in Accounting, Business, Finance , Economics or an equivalent combination of education and work experience. +… more
- Insight Global (Charlotte, NC)
- …and warrants filing of a suspicious activity report Incorporate feedback from Quality Assurance Team Maintain detailed documentation to demonstrate compliance ... policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other… more
- Grant Thornton (Charlotte, NC)
- …testing activities for Consent Order Validation, Issue Management, and independent monitoring engagements, responsible for execution of testing to validate client's ... technical skills and qualifications: + Bachelor's degree in Accounting, Economics, Finance , Information Technology, Risk Management, or related field + Minimum 2… more
- TD Bank (Charlotte, NC)
- …and/or systems. Daily activities involve providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant ... provide you more specific details for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and… more
- USAA (Charlotte, NC)
- …are covered including follow-up of issues. + Accountable for decisions around proactive assurance and continuous and business monitoring at CoSA level. + ... (ie, Policies, Procedures, Standards, Guidance, Audit Universe, Risk Assessments, Service Quality , and Stakeholder Management). + Manages all aspects of the delivery… more
- TD Bank (Charlotte, NC)
- …testing. + Attention to detail, ability to prioritize, strong organizational skills, quality assurance and ability partner with stakeholders are preferred skills ... provide you more specific details for this role. **Line of Business:** Finance **Job Description:** **Department Overview:** US Treasury **Financial Analyst III** is… more
- CDM Smith (Rock Hill, SC)
- …project management methodology including budget development, project planning, control and assurance methodologies, project management software and finance and ... - Being involved with budget, scope and schedule development, monitoring and adherence for tasks and projects managed -...and adherence for tasks and projects managed - Implementing quality procedures at project and task levels -Being active… more