- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent Testing & Validation (IT&V) as part of Corporate ... programs, risks, and controls according to standards and other applicable policies. The Testing Senior Manager will execute horizontal compliance testing… more
- Wells Fargo (Charlotte, NC)
- …stress testing (CCAR/DFAST), and other capital management activities. As a Senior Manager , this role entails building and maintaining a high-performing team, ... **About this role:** Wells Fargo is seeking a Senior Audit Manager on the Enterprise...planning and capital adequacy activities. The individual will perform independent , objective assurance activities in line with professional standards… more
- Truist (Charlotte, NC)
- …Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement ... in technology, Data, Business and/or Finance. 2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;Atlanta, Georgia; East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware ... Join us! **Job Description:** This job is responsible for working with Portfolio Manager (s) to establish and execute a risk based coverage plan for a specific… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there are adequate processes, procedures and internal… more
- Wells Fargo (Charlotte, NC)
- …of assigned audits within multiple segments of the Audit Plan + Plan and execute independent audit testing and ensure that they are timely and accurate + ... **About this role:** Wells Fargo is seeking a Senior Auditor, Senior AVP for the...audit findings and make recommendations to management + Inform manager of situational issues that might compromise objectivity or… more
- Wells Fargo (Charlotte, NC)
- …of assigned audits within multiple segments of the Audit Plan + Plan and execute independent audit testing and ensure that they are timely and accurate + ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team....crimes. The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit coverage of… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment, reporting… more
- Bank of America (Charlotte, NC)
- Fraud Analytics and Innovation Senior Analyst Newark, Delaware;Tampa, Florida; Jacksonville, Florida; Charlotte, North Carolina; Phoenix, Arizona **Job ... coordination of the production of product performance reports and updates for senior management LOB Specific Information **_This position is not eligible for… more
- Synchrony (Charlotte, NC)
- …lead analyst supporting model development for various models (ALLL, Loss Forecasting, Stress Testing , Capital Planning and CECL) + Perform in depth analysis on large ... + Support development, documentation, implementation and monitoring of ALLL and capital stress testing models using SAS/Python or R + Work closely within the credit… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... Risk (EFR) Overview** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative analytics for wholesale (C&I and CRE)… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... laundering, and economic sanctions compliance practices relevant to the manager 's area of responsibility. Develops a positive and trusting relationship… more
- Lowe's (Mooresville, NC)
- …accounting judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify and lead opportunities to partner with ... to improve both internal finance and cross-functional capabilities. In addition, the Senior Manager will fully understand and articulate both bi-directionally… more
- City National Bank (Charlotte, NC)
- *ENTPRISE CHNGE MNGMT OFFICE INTEGRATION MANAGER * WHAT IS THE OPPORTUNITY? The Enterprise Change Management Office (ECMO) is tasked with ensuring a consistent, ... centralized metrics to monitor and report on change to Board and Senior Management committees, providing visibility into emerging risks and advise senior… more
- PNC (Charlotte, NC)
- …opportunity to contribute to the company's success. As a Sr Portfolio Owner Manager within PNC's Treasury Management organization, you will be based in Pittsburgh, ... - Communication skills targeted to audiences from developers and BA's to senior executives - Design thinking mentality - Ability to identify, prioritize, and… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular… more
- TD Bank (Charlotte, NC)
- …Program, including:** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities** + ... Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop the annual monitoring plan for… more
- Bank of America (Charlotte, NC)
- …the implementation plan as needed + Contributes to risk coverage plans, executes independent risk monitoring, testing , and risk assessments + Supports with ... Conduct sanctions risk assessments and escalate potential sanctions violations to senior compliance leadership as needed. + Support the development, implementation,… more
- TD Bank (Charlotte, NC)
- …**Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well as knowledge and experience with performing ... is outlined in the general description below.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more