- Creative Financial Staffing (Charlotte, NC)
- …and career development. Compliance and Control : Establish and uphold internal financial controls , policies, and procedures. Ensure compliance and reduce ... leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to...the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful insights and actionable reports.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Consumer Lending group. This role is part of the Evidence ... Based Control Evaluation (EBCE) team that evaluates whether ...The role will provide guidance, coaching, and feedback to control assessors, interact directly with senior business… more
- Wells Fargo (Charlotte, NC)
- …the adequacy and effectiveness of policies, procedures, processes, technologies, and internal controls ; and identifying issues resulting from internal ... **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in...documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies. The… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital ... position will support the Subscription Finance lending portfolio. Partners with Senior to Executive Leaders in their assigned Line of Business, Risk/Compliance/Audit… more
- TIAA (Charlotte, NC)
- **Technology Risk Officer ** The Technology Risk Officer oversees advanced technology platforms that perform data quality checks and analysis for reporting to ... that will be used for committee reporting. + Strong understanding of required controls within current data-related company business standards and how they apply to… more
- Truist (Charlotte, NC)
- …Coordinate preparation and validation/approval of financial information provided to Internal /External/Regulatory Reporting for use in 10-Q/10-K, Call Reports, Y-9C ... division to ensure integrity of the financials and ensure sound controls and procedures. Support reporting and analysis for additional constituencies, including… more
- USAA (Charlotte, NC)
- …underlying assets are managed by third-party/unaffiliated investment companies or internal investment teams. Responsible for supporting functions that encompass ... governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity, and… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... efforts across all eight risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in order to meet … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Global Treasury Management Compliance.** Learn more about ... areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer , you will promote a strong Compliance culture throughout the Global Treasury… more
- Truist (Charlotte, NC)
- …Risk Officer , Operational Risk Management Committee, other risk committees, senior risk officers, Executive Leadership, Board of Directors, LOB managers, as well ... review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for execution of Operational and Model Risk… more
- US Bank (Charlotte, NC)
- …sharing best practices to effect change. Officers will collaborate with senior leadership from Credit Risk Management (approvers), Business Lines, Corporate Audit ... gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors and identifies, responds and/or escalates… more
- Wells Fargo (Charlotte, NC)
- …development practices, model risk identification practices and implementation of compensating controls where necessary for effective management of model risk. + ... Management Program and present to Executive Management. Respond to requests from Internal Audit and regulatory agencies. + Collaborate with and influence all levels… more
- Wells Fargo (Charlotte, NC)
- …risk assessments, aggregate risk assessments, evaluate effectiveness of internal controls , and review and credibly challenge frontline control enhancements. ... Manager. The Corporate & Investment Banking (CIB) Chief Risk Officer (CRO) Governance & Risk Programs Senior ...Internal Audit (IA) teams to evaluate risk and control testing results. The role is expected to support… more
- Bank of America (Charlotte, NC)
- …business, and technical expertise to effectively challenge management to improve the control environment **Skills:** * Internal Audit Methodology (Risk and ... Verbal Communications **Required Qualifications:** + Minimum 2 years Audit or risk control risk/ controls background preferably in financial services. + Project… more
- PNC (Charlotte, NC)
- …and financial accounting impacts on the balance sheet to regulators and PNC control functions as appropriate. Interacts with regulators, internal audit, and ... company's success. As a Portfolio Analytics & Strategy Manager Senior within PNC's Retail Credit Data Management organization, you...critical role for PNC as the Retail Sector Data Officer leading a team that is responsible for: *… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on areas of support. ... supporting tactical plans/roadmaps. 4. Ensures all applicable laws, rules, regulations, internal policies, standards, and procedures are being followed and can… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Manager - Chief Operating Office Charlotte, North Carolina;East Hartford, Connecticut; Dallas, Texas; Wilmington, Delaware; New York, New York ... external auditors and regulatory agencies. The Credit Review (CR) Chief Operating Officer (COO) Team is responsible for the development and ongoing management of… more
- JPMorgan Chase (Charlotte, NC)
- …Lending (ABL) deal teams as the primary loan servicing contact for internal /external clients for issues and resolutions. + Administer excellence in the customer ... experience for both internal and external customers + Provide feedback to deal...documentation working with attorneys when applicable + Perform quality control on new deals, restructures and amendments by thoroughly… more
- Wells Fargo (Charlotte, NC)
- …+ Execute outreach strategies provided by Customer program managers + Partner with internal company relationship coverage officer 's to create a calling strategy ... given product and/or specialty's business objectives + Follow all compliance, control and regulatory requirements and manage risks **Required Qualifications:** + 4+… more
- Truist (Charlotte, NC)
- …with key internal stakeholders (eg Business Unit Leadership, Governance & Control Leadership, Business Unit Chief Risk Officer Leadership, Risk Program ... States of America) **Please review the following job description:** Senior Enterprise Risk Management (ERM) Manager is responsible for...with the ERM Leadership team and the Chief ERM Officer . Serves as a primary leader for the planning… more
