- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Lead Compliance Officer ** to join the ** Regulatory Change & Inventory Management (RCIM)** team within Wells Fargo ... Compliance . As part of the RCIM team, the Lead Compliance Officer will ...will:** + Manage and maintain an inventory of companywide regulatory citations for the compliance regulatory… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...Derivatives), and Strategic Relationship Management. This role will provide regulatory compliance advice to the business and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer to join...issues from credit review function, Internal Audit, and external regulatory agencies. + Lead and manage at… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer as a part...policies, with minimal oversight, so that it aligns with regulatory expectations and appropriately represents the bank's risk appetite… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join Financial...along with risk partners from FCRM peer teams, including Compliance , Control, Legal, and others regarding risk management. This… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Financial Crimes Officer to join...reporting processes and ensure adherence to data governance and compliance standards. + Act as a process and escalation… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . Wells Fargo is seeking a Lead Credit Risk Officer as a part of Wells Fargo's… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Fargo is seeking a Wells Fargo is seeking a Lead Control Management Officer to join the...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer . The successful...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... impact on the business and organization. **In this role, you will:** + Lead complex initiatives and identify opportunity for risk mitigation strategies within Credit… more
- Truist (Charlotte, NC)
- …regulatory agencies, Credit Risk Review, and Internal Audit. + Ensure adherence to regulatory credit policies. + Lead regulatory examination responses and ... review the following job description:** The Chief Wholesale Credit Officer (CWCO) is an executive position reporting to the...models. + Monitor and assess current and emerging risk. Regulatory and Compliance : + Act as primary… more
- Bank of America (Charlotte, NC)
- …as well as High Net Worth Individual and International accounts. The Leasing Credit Officer ("LCO") will act as the lead underwriter for the management of ... Leasing Credit Officer I/II-Global Corporate Aircraft Finance Charlotte, North Carolina;Chicago,...$100MM+ that are assigned risk ratings the equivalent of regulatory Pass, Criticized, and Classified categories. Relationships extend across… more
- Truist (Charlotte, NC)
- …other CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates ... the following job description:** Truist is looking for a Senior Cybersecurity Risk Officer to serve as the independent oversight and effective challenge function to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a dynamic and strategic Business Development Officer to join its Capital Finance team, where you will be instrumental in… more
- Siemens Energy (Charlotte, NC)
- …will also be aligned with and supported by the internal EHS team for regulatory and compliance requirements.** **Who is Siemens Energy?** **At Siemens Energy, we ... Radiation Safety Protection Program is the responsibility of the Radiation Safety Officer (RSO) as designated in the North Carolina Radioactive Materials License and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... COO teams as well as other support functions (eg, Compliance , Testing, Risk, Operations, Technology, Legal, Audit and Human...that require escalation, awareness, or approval. + Interface with Regulatory agencies (eg, OCC, FINRA, SEC, FCA etc.) as… more
- Truist (Charlotte, NC)
- …risk initiatives, including engagement in on-going Governance requirements and participation in regulatory activities. 9. Lead team of risk professionals in ... the BUCRO is not available. Participation in working groups and councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure… more