- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Technology Compliance .** Learn more about ... career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer is responsible...you will:** + Conduct Business Aligned Compliance Officer (BACO) responsibilities including engagement in Risk … more
- Wells Fargo (Charlotte, NC)
- …to CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the CRO for ... addition to primary accountability for aligned business groups, Senior Lead Risk Officers may be accountable for...the CSBB business segment. This includes an understanding across compliance risk , credit risk , operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer within the company's Corporate Risk group. Corporate Risk is the company's ... line of defense for risk management. The Lead Enterprise Risk Officer will... related topics **Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer responsible for providing risk oversight of Home Lending Servicing, with a ... understanding of the risk policies, procedures and compliance requirements + Lead and manage multiple...5+ years of Risk Management experience (Operational Risk , Compliance Risk , Reputation … more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... Finance environment, with understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. + Able… more
- US Bank (Charlotte, NC)
- …proposals, policy tests, and post implementation monitoring assessments. + Serve as Credit Risk lead for change management (PRISMs) over relevant new or modified ... role partners with leaders in the Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...approval of new authorities. + Assist and/or serve as lead for developing appropriate Risk Limits for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer to manage testing and validation activities for the Analytics, Remediation ... according to standards and other applicable policies. The Senior Lead Independent Testing Officer is responsible for...research, trend, and analyze data. + Experience in Audit, Compliance , Risk and Testing. + Knowledge of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control Management Group. This first ... requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader...or more areas of risk including, Operational Risk , Technology, Audit or Compliance roles aligned… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Wealth and Investment Management (WIM) - Banking, Lending and Trust (BL&T) ... and operations, and provide guidance in developing and implementing risk -mitigating strategies + Lead Control Management project...the business unit's risk appetite and all risk and compliance program requirements + Experience… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This role is aligned to the Chief Operating Office (COO) Risk and Control ... business activities and operations, and provide guidance in developing and implementing risk -mitigating strategies + Lead Control Management project or virtual… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. ... Leads and executes compliance risk ...existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) ... and/or functions. Leads and executes compliance risk management activities...existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives… more
- Truist (Charlotte, NC)
- …business affiliates as appropriate and in close coordination with the Head of Governance, Risk and Compliance . 9. Develop and maintain a compendium of categories ... Attention to detail, organization, the ability to communicate across teams, and lead through influence will be critical skills for success. Oversee a managed… more
- Truist (Charlotte, NC)
- …the ISO security strategy and governance processes across TIH. 4. Manage the Risk Compliance Self-Assessment (RCSA) process and all SOX and SOC reporting; ... security questions from regulators, TIH customers and other business affiliates. 14. Lead and oversee third-party risk management program for TIH.… more
- HUB International (Charlotte, NC)
- …of a vast network of experts who will help you reach your goals through risk services, claims management, and compliance support. And this gives you the peace ... and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management… more
- Bank of America (Charlotte, NC)
- Commercial Equipment Leasing Officer Charlotte, North Carolina;Raleigh, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... solutions with clients/prospects by effectively partnering with internal stakeholders to lead a transaction through the mandate, approval, documentation and closing… more
- Bank of America (Charlotte, NC)
- …Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM ... or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes ... or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, and may assist… more
- Bank of America (Charlotte, NC)
- …Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM ... or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes ... or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, and may assist… more