- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part ... areas and lines of business at wellsfargojobs.com. The Enterprise Testing Officers for Finance will build and lead...act as key participant in large scale planning for Independent Testing + Develop and design methodologies… more
- Wells Fargo (Charlotte, NC)
- …for oversight and management of the global financial crimes program. The Financial Crimes Lead Officer will manage and assist with the company's risk appetite ... you. **About this role:** Wells Fargo is seeking a Lead Financial Crimes Officer to implement and...execute requests from Internal Audit, examiners, and other internal testing groups, and assisting with other special projects and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) as part of the ... Information Security Authoritative Source Oversight team. TISRM acts as an Independent Risk Management (IRM) function with the following oversight accountability: +… more
- Wells Fargo (Charlotte, NC)
- …position will report to the Banking, Client Lifecycle Management, and Market Conduct Lead for the Corporate and Investment Banking (CIB) group within EBCE. The ... of the control(s). We are looking for a Control Officer to join our team. The right candidate will...at wellsfargojobs.com . **In this role you will:** + Lead team members in the evaluation of controls aligned… more
- Truist (Charlotte, NC)
- …functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead execution of independent second line testing / ... **Please review the following job description:** Serve as the independent oversight and effective challenge function (BU CRO) for...ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... of risk framework activities including, but not limited to, independent monitoring and testing of controls and...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (Charlotte, NC)
- …development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing and risk assessments, communicates results + ... audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of Global Markets...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …activities: + Contributes to development of risk coverage plans and executes of independent risk monitoring, testing and risk assessments + Supports the ... and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses...development of independent risk management monitoring and testing activities… more
- Bank of America (Charlotte, NC)
- …Financial Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of the firm's Interest Rate Risk ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Credit Risk...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …units + Oversees development of market risk coverage plans, execution of monitoring, testing and risk assessments, and market risk reporting for specific products + ... to understand market trends and impacts on portfolio, using knowledge of stress testing and its applicability to market risk + Ensures adherence to the policies… more
- Bank of America (Charlotte, NC)
- …and targeted assessments + Reviewing results of tests executed by the Enterprise Independent Testing team. + Assessing additional training needs relating to NFRR ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more