- American Express (Charlotte, NC)
- …best practices. Operational Risk Management is looking for a Manager of Risk and Control Self Assessment (RCSA) to drive development and maintenance ... numerous business units, functional areas, and geographies. ** Manager , Risk and Control Self -Assessment (RCSA):** + Contribute to the periodic revision… more
- Wells Fargo (Charlotte, NC)
- **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:** Wells Fargo is seeking talent to join the ... Business Risk Control and Regulatory Oversight team under...in both a face-to-face and virtual environment + Energetic self -starter who proactively takes initiative, remains curious, and has… more
- City National Bank (Charlotte, NC)
- …not limited to 1LOD output of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key Risk Indicators ... people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems,...executed by assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control … more
- TD Bank (Charlotte, NC)
- …and oversight of process mapping and risk assessments under the Process Risk & Control Self -Assessment Framework. Ensure quality assurance and testing ... and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk… more
- Huntington National Bank (Charlotte, NC)
- …defined governance processes, standards, and control requirements. As a Cyber Security Risk Manager , you'll be a subject matter expert in cyber security ... Description Summary: The Cybersecurity Risk Manager is responsible for oversight...effectiveness of enterprise and regulatory controls and the resulting risk and control self -assessments. +… more
- First Horizon Bank (Charlotte, NC)
- …and monitor internal controls to mitigate identified risks effectively. + Conduct regular risk and control self -assessments (RCSAs) to ensure proper coverage ... in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing...line of defense and is responsible for managing the risk and control framework for product and… more
- American Express (Charlotte, NC)
- …services industry including policy & procedure development, risk appetite, risk control self -assessment and testing, and issue management. ... to the Director for Business Disruption & Operational Resilience Risk Management, the Manager is responsible for...integration with various risk management programs, including Risk and Control Self Assessments,… more
- American Express (Charlotte, NC)
- …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key part ... law, or a related discipline. + 3 years of experience in compliance, risk management, or control -related roles in financial services. + Working knowledge… more
- Truist (Charlotte, NC)
- …and enterprise risk programs in accordance with the program requirements (ie Risk control self -assessments, issues management). 3. Assist business line ... the following job description:** A first line of defense risk professional leading a team within the Wholesale Business...and governance to the assigned business unit regarding its control environment. 4. Support the business in the development… more
- Regions Bank (Charlotte, NC)
- …knowledge of financial and or non-financial risk management strategies including risk and control self -assessment methodologies, processes, and tools ... business and functional areas + Provides risk management consultation for risk identification, defines remediation efforts, and evaluates control design and… more
- Huntington National Bank (Charlotte, NC)
- …independent reviews. + Assist in completing risk assessments, including business unit risk and control self -assessments in accordance with Corporate ... identify opportunities for improvement. + Evaluate results of key control testing executed by Risk Shared Services...exceptions or issues identified are escalated to the Business Risk Manager (s) and business partners in a… more
- SHI (Charlotte, NC)
- …guidelines, process flows, the PRC library, and Risk Register. + Ensure accurate Risk and Control Self -Assessments (RCSA), conduct control reviews ... and analytical skills are essential. Reporting to the Senior Risk Manager , the SRA plays a key...parties, and health checks, and evaluate the effectiveness of control programs. + Conduct internal governance reviews, support audits,… more
- Regions Bank (Charlotte, NC)
- …analysis of the execution of our operational risk management framework, including: risk and control self -assessments, new initiative risk ... system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of business...the office three or more days a week. The manager will set the work schedule for this position,… more
- USAA (Charlotte, NC)
- …and analysis, and control testing + Data analytical skills, risk management interest + Detail oriented/strong organization/ self -starter + Proficient ... of what truly makes us special and impactful. **The Opportunity** **The Quantitative Risk Analyst internship focuses on practicing skills that play a crucial role in… more
- Regions Bank (Charlotte, NC)
- …At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance ... + Bachelor's degree and three (3) years of experience in compliance, quality assurance/ control , audit, or other related compliance function specific to a line of… more
- City National Bank (Charlotte, NC)
- …impacts/implications to the business line. * Execute essential risk program functions, including Risk and Control Self Assessments (RCSA's), Key Risk ... Business Control Officer ("BCO") and Senior Business Control Manager for US Mortgage Banking and...across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices.… more
- Bank of America (Charlotte, NC)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Audit Manager Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut;...work. **Required Qualifications:** + Minimum 5 years Audit or risk control risk /controls background preferably… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company and… more
- TD Bank (Charlotte, NC)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self -assessment activities for designated business using TD's ... **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and support to TD...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self -assessment activities for designated business using TD's… more