- Bank of America (Charlotte, NC)
- Regulatory Relations Manager Charlotte, North Carolina **Job Description:** Job Description At Bank of America, we are guided by a common purpose to help make ... the power to make a difference. Join us! The Regulatory Relations Manager is responsible for maintaining...(GRR) engagement model. Managing and directing all aspects of regulatory exams to ensure consistent exam practices,… more
- Bank of America (Charlotte, NC)
- Regulatory Relations Manager Charlotte, North Carolina **Job Description:** Job Description At Bank of America, we are guided by a common purpose to help make ... the power to make a difference. Join us! The Regulatory Relations Manager is responsible for maintaining...(GRR) engagement model. Managing and directing all aspects of regulatory exams to ensure consistent exam practices,… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The ** Regulatory Reporting Submission Manager ** supports critical regulatory reporting ... skills are critical skills. **Responsibilities:** Consistent with the role of the ** Regulatory Reporting Submission Manager ** : . Full cycle creation and… more
- Truist (Charlotte, NC)
- …business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's leadership regarding ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit/ exam document preparation. Following is a summary of the… more
- Bank of America (Charlotte, NC)
- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... and reviews all operations front line unit responses for regulatory exams, internal audits, and other monitoring and inspection...You will be partnering with the AML Audit and Exam team to ensure we have the right oversight… more
- Bank of America (Charlotte, NC)
- Business Controls Manager Charlotte, North Carolina;Fort Worth, Texas; Plano, Texas **Job Description:** The Global Credit, AML, Onboarding Organization is a central ... to lead the high number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high...You will be partnering with the AML Audit and Exam team to ensure we have the right oversight… more
- City National Bank (Charlotte, NC)
- …line to monitor, aggregate and report on key risks. + Work with regulatory support function for continuous monitoring and exam management, business ... **ERM Manager - Risk Appetite** **WHAT IS THE OPPORTUNITY?**...+ Works with various regulators for continuous monitoring and exam management, business unit/corporate and enterprise-wide business support groups… more
- Bank of America (Charlotte, NC)
- …Liquidity Management teams to provide appropriate level of Enterprise team engagement for regulatory requests and exam activity + Support annual assessment of ... Liquidity Risk Manager - Liquidity Governance Charlotte, North Carolina **Job...reporting issues and escalates accordingly. Assists in implementing new regulatory requirements while developing relationships with Risk partners. Develops… more
- Truist (Charlotte, NC)
- …Compliance Oversight (BUCO) and GCO/Business Units (BU) to identify potential regulatory violations. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... for successful closure. 2. Participate in audit preparation activities and exam preparation. 3. Participate in key project/program design activities. 4. Perform… more
- US Bank (Charlotte, NC)
- …and facilitate coordination and execution of strategic initiatives. Oversee exam and issue management, including coordinating responses and resolution plans, ... + Must possess advanced knowledge of Anti-Money Laundering (AML) regulations, and regulatory trends impacting Transaction Monitoring + Must be a self-starter - takes… more
- Bank of America (Charlotte, NC)
- …and effective processes across GWIM FLUs. This person will manage Audit and Regulatory Exam responses and manage Monitoring & Testing Inventory across GWIM ... and operational risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a trusted advisor to… more
- Banfield Pet Hospital (Charlotte, NC)
- …Mutuality, Efficiency, and Freedom Leadership Responsibilities: + Assist Practice Manager in developing an efficient, productive hospital team that provides ... to achieve practice priorities while building our culture and brand. + Support Practice Manager in hospital labor management + May assist Practice Manager in the… more
- Regions Bank (Charlotte, NC)
- …management outreach, and control standards mapping for the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU partners. + Provides ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- First Horizon Bank (Charlotte, NC)
- …methodology, development of KRIs, policy governance, risk committee and board reporting, regulatory relations including exam management and ownership of the ... GA, and Florida **Summary** The Risk Advisor role reports to the ERM Manager . The role is responsible for supporting the advancement of enterprise risk programs… more
- PNC (Charlotte, NC)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Additional locations may be considered. The primary objective of Credit ... Serves as an expert resource to the team. + Correlates industry, economic, regulatory and other trends in the credit cycle. Provides expert insight and includes… more
- PNC (Charlotte, NC)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Additional locations may be considered. The primary objective of Credit ... issues. + Completes work papers, issue tracking and follows up on exam findings. Participates in continuous monitoring for assigned portfolios. + Prepares materials… more