- TD Bank (Charlotte, NC)
- … compliance that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair ... is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- Wells Fargo (Charlotte, NC)
- …risk perspective. + Experience successfully influencing, leading, and negotiating with executives, senior business leaders and partners to gain commitment to ... you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer, to join the Financial...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Truist (Charlotte, NC)
- …Data, Business and/or Finance. 2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory agencies. ... navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- US Bank (Charlotte, NC)
- …and risk rating of the change. May provide challenge as working with more senior risk team members. + Provides oversight and credible challenge to operational ... One. **Job Description** This position is within the Technology and Security Risk Oversight team that resides in the Operational Risk Management function. The Cloud… more
- Bank of America (Charlotte, NC)
- Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; ... Join us! The Third Party Information Security Escalation Management and Oversight role oversees Third Party Information Security escalations that route through… more
- TD Bank (Charlotte, NC)
- …below. Please see desired skills and experience section. **Job Description Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (Charlotte, NC)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... skills, attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The … more
- Lowe's (Mooresville, NC)
- …and regulatory requirements, ensuring effective risk management and operational excellence. + Compliance Oversight : Monitor and ensure compliance with ... on complex work. Lowe's is seeking a highly experienced Senior Corporate Counsel to lead our privacy, compliance...regarding trends in various litigation categories and guidance to senior business leaders regarding risks and likely… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist on the Fiduciary Compliance Team. This role will support Trust Services as part of ... the business aligned compliance team. **In this role,...for fiduciary administration, specialty asset management, and Trust Services business . + Provide oversight of the Trust… more
- Wells Fargo (Charlotte, NC)
- …**In this role, you will:** + Provide oversight and governance of a business group or manage companywide compliance programs + Support the day-to-day Fixed ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join...Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within… more
- Wells Fargo (Charlotte, NC)
- **About this role** : Wells Fargo is seeking a Senior Compliance Specialist to help establish, implement, and maintain risk standards and programs to drive ... with federal, state, agency, legal, and regulatory and/or Corporate Policy requirements. The Senior Compliance Specialist will join the Enterprise Compliance … more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated ** Senior Audit Manager** you'll manage audit engagements, varying in complexity, and often ... services regulations and effectively responds and interacts with regulators. Provides oversight to multiple audit engagements and participates in review of… more
- USAA (Charlotte, NC)
- …part of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you will be positioned in the ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Execution Senior Manager to join our Data Strategy and Governance (DSG) team. This role will manage a team ... and testing strategies + Knowledge of third-party risk management and regulatory compliance ; understanding of operational oversight for third party execution and… more
- Truist (Charlotte, NC)
- …with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance ... Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and...analytic abilities. 9. Ability to provide effective challenge to senior leaders and business partners. 10. Demonstrated… more
- TD Bank (Charlotte, NC)
- …management in line with TD's Risk Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The ** Senior ...diverse team of experts and/or Risk professionals who provide oversight , advisory support/services and act as an oversight… more
- Wells Fargo (Charlotte, NC)
- …functions on financial reporting, information technology governance, and controls and oversight matters + Identify compliance and risk management requirements ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Wells Fargo (Charlotte, NC)
- …with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in Canada: Applications for ... **About this role:** Wells Fargo is seeking a Business Services Lead (BSL) to provide strategic operational...workforce and staffing, and budget insight. + Deliver operational oversight and execution for your aligned CIO acting as… more