- Truist (Charlotte, NC)
- …interact with all levels of management **Preferred Qualifications:** 1. Proven Broker /Dealer product knowledge/expertise 2. Eight years of compliance experience, ... with five years at medium to large financial institution 3. Applicable Broker /Dealer and/or Compliance certifications **General Description of Available Benefits… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more