- Bank of America (Charlotte, NC)
- Senior Product Manager: Product Front Line Unit (FLU) Process Support Charlotte, North Carolina;New York, New York; Atlanta, Georgia **Job Description:** At ... and action plans. 5+ years of business process and control design/ risk identification related and/ or Line...(SPI) as a team lead and partners with the Front - Line Unit (FLU), Business Controls, Risk, Audit,… more
- City National Bank (Charlotte, NC)
- …of credit risk and its future direction. Provides prompt feedback to 1LOD Credit Risk/ Front Line Units on the results of monitoring and scheduled credit review ... **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT...testing Self-Identified Issues to 1LOD Credit Risk leadership and Front Line management both orally and in… more
- City National Bank (Charlotte, NC)
- …tight timelines for ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel + Excellent ... ** SENIOR BUSINESS CONTROL ANALYST** **WHAT IS...provide insight to the practical impacts/implications to the business line . + Provide guidance on Risk Register Standards to… more
- City National Bank (Charlotte, NC)
- …and lagging performance indicators. Analyzes trends and shares results with 1LOD Risk & Compliance, Front Line Units and other senior bank management. + ... of credit risk and its future direction. Provides prompt feedback to 1LOD Credit Risk/ Front Line Units on the results of monitoring and scheduled credit review… more
- Wells Fargo (Charlotte, NC)
- …this business grouping. In this capacity, this role reviews and challenges significant front line operational risk program execution, including, but not limited ... **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk...strong operational risk culture + Active engagement in key front line governance routines inclusive of strategic… more
- Wells Fargo (Charlotte, NC)
- …responsible to support engagement with CIB business and risk resources within the front line and across Corporate Risk to influence and challenge risk ... The Governance & Risk Programs team is seeking a Senior Risk Analytics Consultant. The role will report to...this role supports review and credible challenge to significant front line risk program execution, including, but… more
- TD Bank (Charlotte, NC)
- …(ie, issues), Issue remediation including sufficient evidence to support closure, Leading front line risk assessments, Documenting and reporting risk acceptances ... Management and Controls Specialist role enables the Bank to embed dedicated risk and control professionals into the First Line of defense for Commercial Bank.… more
- Wells Fargo (Charlotte, NC)
- …working with large data sets + Previous experience implementing and supporting front line supervisory controls + Process definition and documentation experience ... on BAU reporting** + Work with functions across first line , including Business Heads, Business Control Management,...governance routines + Generate ad-hoc reports and materials for senior leadership to communicate control outcomes and… more
- Bank of America (Charlotte, NC)
- Senior Test Tools and Automation Lead Charlotte, North...processes. + Work closely with process owners in the Front - Line Units and Control Functions ... to test all end-to-end processes on behalf of Second Line of Defense, Frontline Units (FLUs) and Control...responsible for developing Regulatory Risk and Compliance testing Automation. Senior Automation Lead will be required to understand test… more
- Bank of America (Charlotte, NC)
- …execution, case management, and results reporting + Manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other ... job is responsible for leading and executing on internal control discipline and operational excellence within a Line...requests which may include reporting requests for regulators and senior leaders + Individual may also serve in an… more
- Bank of America (Charlotte, NC)
- …execution, case management, and results reporting + Manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other ... Job Description: This job is responsible for leading and executing on internal control discipline and operational excellence within a Line of Business (LOB)… more
- Wells Fargo (Charlotte, NC)
- …agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part...Lead Business Aligned Compliance Officer (BACO) for Risk and Control Self-Assessment (RCSA) activities + Provide input to compliance… more
- Wells Fargo (Charlotte, NC)
- …Specialist will be responsible for the Compliance Risk issue management function for multiple front - line teams. Learn more about the career areas and lines of ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist as part of Corporate Risk...projects and initiatives with moderate risk for a business line or functional area + Make decisions in complex… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality ... Senior Global Financial Crimes Investigator - Proficiency Coach...control functions, training, communications, guidance, monitoring scenario development/enhancement input… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of America, we ... partner relationships for areas of responsibility, primary engagement with line management. Exercises critical thinking and judgment to effectively influence… more
- Bank of America (Charlotte, NC)
- …processes and front end application systems + Audit or risk control risk/controls background in financial services + Prior Analytical / Automation Skills (SQL, ... Senior Auditor Charlotte, North Carolina;Stamford, Connecticut; East Hartford,...and judgment to effectively influence management to improve the control environment. Actively supports peers and audit team with… more
- Wells Fargo (Charlotte, NC)
- …high-risk compliance matters. + Development of monitoring and/or reporting program for front line securities activities. + Leadership role in Compliance ... **About this role:** This Senior Lead Compliance Officer position will provide IRM...Identify and recommend opportunities for process improvements and risk control development. + Report findings and make recommendations on… more
- First Horizon Bank (Charlotte, NC)
- …to join the Sitecore division of the eCommerce team. The Sitecore IT Consultant Senior position will become the lead developer working to develop solutions for the ... comply accordingly. This position will work closely with the Line of Business and will require business analyst skills...SQL Server is essential. * Must have experience in front end development working with AJAX, HTML5, CSS3, Bootstrap,… more
- Bank of America (Charlotte, NC)
- …and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/ Control Functions-owned policies and standards to ... Global Financial Crimes Specialist (Quality Control ) Charlotte, North Carolina;Tampa, Florida; Pennington, New Jersey;...management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders +… more
- Insight Global (Fort Mill, SC)
- …Description The Finance Risk Management (FRM) group within Corporate Risk oversees front line risk activities of the Finance organization. Enterprise Finances ... CCAR, managing interest rate risk, balance sheet management, financial forecasting, line of business capital allocations, funds transfer pricing, and financial and… more