- Bloomberg (New York, NY)
- …institutions or technology companies + Expertise in risk assurance , controls testing , and associated control remediation + Understanding of ... Risk Assurance & Controls Testing ... Risk Assurance & Controls Testing Officer - Chief ...risk , and operational resilience + Hands-on work automating control testing regimes using advanced analytics and… more
- MUFG (Jersey City, NJ)
- …including ability to identify controls gaps, risk identification, control design, and control effectiveness testing . + Demonstrated leadership, ... efforts to identify, assess, and oversee technology-related risks and controls within the Technology Control Testing...scripts. **Qualifications:** + At least 5+ years' experience in risk management, control testing , or… more
- American Express (New York, NY)
- …differentiated and innovative branding, marketing and experiences. The objective of the GABM Control Management Risk ID, Assessment, Testing and Reporting ... Control Management is looking for a Manager of Risk ID, Assessment, Testing & Reporting focused...conducting independent quality assurance and vertical process testing + Compile thematic risk reporting (levels,… more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- TD Bank (New York, NY)
- …Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews ... equivalent a plus + 8+ years of internal audit, testing and/or quality assurance experience + Knowledge...impacts to the Bank + Maintains a culture of risk management and control , supported by effective… more
- American Express (New York, NY)
- …adherence to enterprise standards, managing cross-functional coordination, and embedding quality assurance (QA) mechanisms that monitor control performance and ... standards, procedures, and policies. + Lead the review and testing of internal fraud processes, controls , and...services. + Proven experience leading program execution and quality assurance in a risk , compliance, or fraud-related… more
- Grant Thornton (New York, NY)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and ... system subject to the examination, collaborate with process and control owners to help identify the relevant controls...+ Test and evaluate business processes and information technology controls to mitigate risk + Execute assigned… more
- ADP (Roseland, NJ)
- …& Vendor Assurance ** Are you passionate about cybersecurity and third-party risk management? Do you thrive in an environment that values security, compliance, ... third-party software suppliers, with a strong focus on software supply chain risk , administrative controls , and overall security governance. This role requires… more
- American Express (New York, NY)
- …of control improvements + Overseeing identification of areas of risk for intervention, including conducting independent quality assurance and process ... better leaders every day. The objective of the USCS Control Management Risk ID & Assessment team... testing + Managing thematic risk reporting to provide actionable insights on … more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will...Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Catalent Pharma Solutions (Bridgewater, NJ)
- …+ Lead the end-to-end SOX 404 compliance process, including planning, walkthroughs, testing , documentation, and remediation + Oversee internal control reviews ... **Senior Manager, Business Assurance ** **Position Summary:** **This is a full-time salaried...+ Act as a subject matter expert on internal controls , risk mitigation, and process improvement +… more
- TD Bank (New York, NY)
- …Business:** Financial Crime Risk Management **Job Description:** The "FCRM KYC Quality Assurance , Senior Analyst" is a member of the Financial Crime Risk ... Skills:** + 2 years experience working in a challenge (QA/ Testing ) or advisory/oversight function with direct exposure to Customer...and guidance as required + Maintains a culture of risk management and control , supported by effective… more
- American Express (New York, NY)
- …reporting process. The team performs Quality Assurance reviews including process & controls testing , testing the conformity of reported data with ... identify control gaps and improvement opportunities. + Perform transaction testing , share findings, and monitor closure. + Support compliance with Regulatory… more
- Deloitte (Morristown, NJ)
- …are focused on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability. ... a global network to deliver high-quality audits of financial statements and internal controls over financial reporting, along with assurance reports and valuable… more
- TD Bank (New York, NY)
- …FCRM KYC Quality Assurance Manager " is a member of the Financial Crime Risk Management (FCRM ) Quality Assurance (QA) Department under TD Bank's Second Line ... Skills:** + 3 years experience working in a challenge (QA/ Testing ) or advisory/oversight function with direct exposure to Customer...related activities, as necessary + Maintains a culture of risk management and control , supported by effective… more
- Deloitte (Morristown, NJ)
- …fraud risks within the audit; + Preparing for, supporting, and participating in testing for management override of internal controls ; and + Reviewing and ... supporting assessments of Anti-fraud program and controls , including fraud risk assessments. Besides helping...may have the opportunity to deliver forensic and fraud-based assurance services directly to our clients. Our Fraud &… more
- ADP (Roseland, NJ)
- …program that complies with the USA PATRIOT Act, Office of Foreign Assets Control (OFAC) and other applicable international export controls and economic and ... and promoting compliance across domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4)… more
- PSEG (Newark, NJ)
- …development, implementation, and ongoing coordination of enterprise-wide Cybersecurity Governance, Risk , and Compliance, including Regulatory Assurance (eg NRC, ... Cybersecurity Risk , Cybersecurity Policy, Cybersecurity Awareness, and Nth Party Risk Management and Assurance . (S)he coordinates across all business lines,… more
- Unity Technologies (New York, NY)
- … testing , evidence management, and continuous improvement of technology control environments across relevant compliance mandates, including but not limited to ... technology controls , policies, and procedures with business objectives and risk tolerance. + Embed compliance into technology operations, partnering with IT,… more
- Marex (New York, NY)
- …Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting risk ... potential risks and implement effective controls , validating remediation of operational risk exposure and related control gaps. + Governance: Contribute in… more