- Vanguard (Malvern, PA)
- …enhancing, and overseeing compliance processes and programs that support Vanguard's investment products and trading activities. + Act as the point of contact and ... and trade surveillance. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in...with at least two years within a financial services compliance function. Regulatory, compliance , investment ,… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory ... Design & Enhance Compliance Programs : Develop and refine compliance processes for investment products, trading activities, and client interactions.… more
- Vanguard (Malvern, PA)
- …as well as compliance monitoring functions related to business activities and investment products. Serves as a trusted advisor to the business, provides ... oversight of regulated activities. Core Responsibilities + Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders… more
- M&T Bank (Wilmington, DE)
- …and solutions of the firm.Work closely with Client Managers, Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Vanguard (Malvern, PA)
- …leadership and team management skills, as well as the ability to partner with senior leaders across marketing, sales, and investment teams + Proficiency in ... The Head of Investment Product Marketing will bring the robust skill...Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable… more
- Truist (Philadelphia, PA)
- …with a proven track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- AECOM (Conshohocken, PA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... a better world. Join us. **Job Description** **AECOM** is seeking a **Technology Advisor ** to be based in our **Conshohocken, PA** office. This excellent opportunity… more
- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Deloitte (Philadelphia, PA)
- …Tax Senior , you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients ... have an exciting opportunity for you as a Tax Senior on our growing team! Recruiting for this role...with Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships + Bachelor's… more
- Deloitte (Philadelphia, PA)
- …team and draw on experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will identify ... Mutual funds-Are you passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax … more
- PCI Pharma Services (Philadelphia, PA)
- …module to enable seamless planning and delivery across business units. + Advise senior leadership on pay transparency, wage compliance , pay equity, and total ... biopharma companies and their patients. **We are PCI.** Our investment is in People who make an impact, drive...pioneer and shape the future of PCI. As the Senior Director, Global Compensation & Benefits at PCI Pharma… more
- JPMorgan Chase (Philadelphia, PA)
- …and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout ... collect account-specific information, obtain account documents and financials, and provide investment quotes to clients while complying with regulatory and firm… more
- Deloitte (Philadelphia, PA)
- Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of government credits and incentives ("C&I") services across more ... on May 31st 2026. Work you'll do: As a Senior Consultant within Sustainability: Gi3 practice, you will advise...45Q Carbon Capture Tax Credit + IRC section 48 Investment Tax Credit + IRC section 45 Production Tax… more
- Deloitte (Philadelphia, PA)
- Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of government credits and incentives ("C&I") services across more ... for this role ends on May 29, 2026. Work you'll do: As a Senior , you will identify eligible federal C&I generating activities and manage and facilitate the… more
- M&T Bank (Wilmington, DE)
- …needs. + Communicate regularly with the client team (Custom Credit Advisors, Investment Advisors, and Commercial and Business Bankers, etc.) supporting the client to ... appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client… more
- Deloitte (Philadelphia, PA)
- …for this role ends on May 31st 2026. What you'll do As a Senior within the Sustainability: Renewable Energy practice, you will advise clients on tax issues ... to identify process improvements and opportunities for new services. The Senior Consultant will ensure accurate, timely completion of deliverables. The ideal… more
- World Insurance Associates, LLC. (Philadelphia, PA)
- …2,200 employees in over 260 offices across North America. With a billion dollar investment and significant growth plans in the months ahead, there has never been a ... the team to resolve issues (eligibility, carrier coverage and claims issues, compliance ; health care reform, HIPAA). + Lead the delivery of enrollment, benchmarking,… more
- M&T Bank (Wilmington, DE)
- …available products/services to clients and prospects + Prepare and review with Investment Advisor as needed, portfolio recommendation letters for advisory and ... delivery and expand client relationships + Serve as a support associate to assigned Investment Advisor (s) as required and participate in sales effort. + Core… more
- Lincoln Financial (Radnor, PA)
- …as a subject matter expert and provide highly specialized legal counsel to Senior Management for Lincoln's SEC-registered investment adviser that is responsible ... including advice regarding fund operations and fund board matters. Familiarity with the Investment Company Act of 1940 (1940 Act), the Investment Advisers Act… more
- JPMorgan Chase (Wilmington, DE)
- …and help shape the future of consumer and small business lending. As a trusted advisor to senior leaders, you'll play a pivotal role in driving innovation and ... ensuring regulatory compliance across our Card Services and Connected Commerce businesses....& Community Banking division. You will work closely with senior management, product owners, and cross-functional teams to support… more