- Nuveen Investments (Charlotte, NC)
- The Brokerage Trading Analyst supports trade orders in the market and evaluates market volatility in order to assist clients. This job also evaluates ... a relationship with the client to ensure the clients trading is aligned with their investment objectives. **Key Responsibilities...**Career Level** 6IC **Required Qualifications** + 2 years of Brokerage experience + Active FINRA Series 7 & 63… more
- Deloitte (Charlotte, NC)
- Corporate Finance Compliance Analyst Our Deloitte Strategy & Transactions team helps guide clients through their most critical moments and transformational ... Deloitte Corporate Finance LLC (DCF) is seeking a Compliance Analyst to join its team. The ideal candidate has...a deal + Assist with the review of employee trading activity in accordance with FINRA Rule 3210 +… more